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From the National Cancer Data Base (RSS, CCC, AKS, KIB), American College of Surgeons, Chicago, Illinois; Department of Surgery, Brigham and Womens Hospital, Boston, Massachusetts (RSS); Department of Pathology, McGill University, Montreal, Canada (CCC); American College of Surgeons, Chicago, Illinois (AKS); and Department of Surgery, University of Alabama, Birmingham, Alabama (KIB).
Correspondence: Address correspondence and reprint requests to: Richard S. Swanson, MD, Division of Surgical Oncology, Brigham and Womens Hospital, 75 Francis St., Boston, MA 02115; Fax: 617-739-1728; E-mail: rswanson{at}partners.org
| ABSTRACT |
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Methods: A total of 35,787 prospectively collected cases of T3N0 colon cancer that were surgically treated and pathologically reported from 1985 to 1991 to the NCDB as T3N0M0 were analyzed.
Results: The 5-year relative survival rate for T3N0M0 colon cancer varied from 64% if 1 or 2 lymph nodes were examined to 86% if >25 lymph nodes were examined. Three strata of lymph nodes (17, 812, and
13) distinguished significantly different observed 5-year survival rates.
Conclusions: These results demonstrate that the prognosis of T3N0 colon cancer is dependent on the number of lymph nodes examined. A minimum of 13 lymph nodes should be examined to label a T3 colon cancer as node negative. These data suggest that adjuvant trials for T3N0 colon cancer should stratify according to the number of lymph nodes examined.
Key Words: Colon cancer T3N0 Lymph nodes Prognosis
| INTRODUCTION |
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Currently, patients with T3N1 disease are offered adjuvant chemotherapy after colectomy, whereas patients with T3N0 disease are not routinely offered adjuvant therapy. This management plan follows the recommendations of an National Institutes of Heath Consensus Conference.2 Thus, it is important to know the number of lymph nodes that need to be examined to label a colon cancer as node negative. This number has not been determined for colon cancer by examining a large data set with survival related to the number of lymph nodes examined.
Patients with T3N0 colon cancer are the target for adjuvant randomized studies in an effort to improve survival for this stage of colon cancer. If the prognosis of this stage varies as a function of the number of lymph nodes examined, then adjuvant studies for T3N0 colon cancer should be stratified according to the number of lymph nodes examined.
The number of lymph nodes examined depends on the number of regional lymph nodes present, the extent of surgery, and the technique of the pathologist who examines the tissue. As laparoscopic colon cancer surgery and sentinel node biopsies for colon cancer are being studied, it becomes increasingly important to know the "gold standard" as to the minimum number of lymph nodes that should be examined to accurately determine node negativity in T3N0 colon cancer. This study reviewed the large prospective database of the National Cancer Data Base (NCDB) to determine whether the prognosis of T3N0 colon cancer is related to the number of lymph nodes examined.
| METHODS |
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A standard statistical software package, SPSSTM (SPSS Inc., Chicago, IL), was used in analysis. The primary mode of analysis used for survival calculations was the 5-year relative survival rate, which is the observed survival rate divided by the survival expected of a cohort similar in age, ethnicity, and sex. This technique was complemented by use of the Kaplan-Meier technique. Linear regression techniques were used to evaluate observable patterns and to propose rationales for further stratification. Analysis of stratified variables used analysis of variance and the Bonferroni test for differences among means, where appropriate. Univariate survival calculations were performed with the Kaplan-Meier technique. Cox regression was used to estimate multivariate survival outcomes.
| RESULTS |
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Only 7.0% of patients with T3N0 disease had chemotherapy after surgery. The survival rates for T3 patients treated with and without postoperative chemotherapy are listed in Table 2.
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Figure 1 shows the proportion of cases, stratified by the number of nodes examined, that had at least one positive node reported. Standard regression analysis and the Chow test (P < .0001) determined that the rate of decline in the proportion of cases with at least one positive node for every additional node examined was different when seven or fewer nodes were examined (-3.18) than when more than eight nodes were examined (-.74). This would suggest that once eight nodes are examined, additional nodal dissection is associated with declining marginal returns and that this number may represent the minimum number of nodes required to determine node negativity.
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7 nodes are inadequate to assign node-negative status (pN0) to a T3 colon cancer and that as many as 13 nodes are required to adequately stage a tumor. Stratifying the T3N0 cohort of patients by the number of nodes examined (17, 812,
13) shows significantly different 5-year relative survival rates of 69.3%, 77.5%, and 84.5%, respectively. These data are depicted in Fig. 3.
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13 lymph nodes (P < .0001). These data are shown in Fig. 4. The mean time of observed survival was 67 months for patients with 1 to 7 nodes examined (95% confidence interval [CI], 6568); 74 months for 8 to 12 nodes (95% CI, 7376); and 83 months for
13 nodes (95% CI, 8285).
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80 years 1.5, 2.2, and 3.8 times, respectively, more likely to die (at any time within 5 years of diagnosis) than patients under the age of 60 years. The extent of nodal examination was found to be the other strong contributor to the model. Increased nodal detection was associated with decreasing hazard ratios. When compared with cases with 1 to 7 nodes examined, the examination of 8 to 12 nodes reduced a patients hazard to .81, and taking
13 nodes reduced it further to .68.
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| DISCUSSION |
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The results of this study suggest that (1) the number of lymph nodes examined is a prognostic variable for patients with T3N0 colon cancer; (2) examination of <8 lymph nodes is inadequate to assign node-negative status (pN0) to a T3 colon cancer; (3)
13 lymph nodes should be examined to label a T3 colon cancer truly node negative; (4) adjuvant studies should consider stratifying T3N0 colon cancer patients on the basis of the number of lymph nodes examined; and (5) age is a prognostic variable for this group. Given the results of other, smaller studies, the results of this study are not surprising. They further confirm the importance of the adequacy of lymph node examination in the surgical resection specimen.
At least 4 recent studies suggest that 13 to 17 lymph nodes should be examined to stage colorectal cancer. Scott and Grace8 used a fat-clearance technique on 103 specimens of colon or rectal cancer. They found that 94% of node-positive tumors were correctly identified after examination of 13 lymph nodes. Goldstein et al.9 reviewed 750 specimens of colorectal cancer collected over 40 years. They suggested that at least 17 lymph nodes should be examined to stage colorectal cancers. Wong et al.10 retrospectively reviewed 196 patients who had surgery for colorectal cancer. They compared their data with NCDB data and concluded that 14 lymph nodes should be examined to accurately stage colorectal cancer. Tepper et al.1 retrospectively reviewed data from a relatively large (1664 patients) prospective rectal cancer trial. They also concluded that 14 lymph nodes should be examined to define nodal status accurately. Our data generally agree with the data in these reports; however, our report specifically suggests that examining <8 lymph nodes is inadequate for staging, whereas examination of >13 lymph nodes has very little additional benefit.
Why does the prognosis of T3N0 colon cancer depend on both the age of the patient and the number of lymph nodes examined? The significance of age is not clear from this analysis, but it may be related to comorbid disease. The NCDB did not collect data related to comorbid disease during the time of this study; thus, relating age to comorbid disease is speculation at best. However, the relationships of age, comorbidity, and mortality with treatment for colon cancer have been recognized previously.12 The importance of comorbidity for cancer treatment survival has prompted the NCDB to develop methods to collect these data.13
The number of lymph nodes examined depends on the number of lymph nodes present, the extent of the dissection by the surgeon, and the extent of the examination of the tissue by the pathologist. Certainly, with the resection of >35,000 apparent T3N0 colon cancers, it would be reasonable to assume that there may be some variability in the extent of the dissection by different surgeons. The differing amounts of mesenteric tissue and lymph nodes removed by different surgeons might explain some, but probably not all, of the widely variable (0 to >30) number of lymph nodes examined in these 35,000 specimens. It also would be reasonable to assume that different pathologists use different techniques and degrees of diligence in examining specimens for lymph nodes. Certainly, it would be interesting to have data about the size and location of the lymph nodes. Are the larger nodes truly those that are easier to find, and are they associated more often with reactive hyperplasia? The NCDB does not have data to address this possibility. To reduce the variation in the pathologists examination, the College of American Pathologists recently recommended that all grossly negative or equivocal lymph nodes be submitted in their entirety for microscopic examination. If fewer than 12 to 15 nodes are found after gross examination, the College of American Pathology suggests that the use of additional techniques, such as fat clearing, may be considered to identify lymph nodes.8,1,14 In hospitals where the lymph node count is frequently low, using the recommendations noted previously by the College of American Pathology might determine whether it is the surgeon or the pathologist who is responsible for the low lymph node count. Certainly, if a pathologist re-examines the mesentery with a fat-clearing technique and does not find 13 lymph nodes, it would seem that the mesenteric resection was inadequate.
The reason the number of lymph nodes examined relates to prognosis probably does not relate to differences in surgical technique that directly affect survival. It is more likely that the reason that examining more lymph nodes is associated with a better prognosis is that staging is improved; examining more lymph nodes probably results in identifying patients with lymph node metastases who otherwise would have been falsely labeled as node negative. There is at least one study that substantiates this possibility. Investigators in Japan used mutant-allelespecific amplification (MASA) to identify mutations in K-ras and p53 in 120 colorectal cancers that were considered lymph node negative. Somatic mutations were identified by MASA in 71 tumors. Lymph nodes of these 71 patients were examined by MASA to detect the specific mutations found in the primary tumors. Of 37 patients with lymph nodes that were negative by standard hematoxylin and eosin analysis but positive for the specific mutation by MASA, 27 had tumor recurrence within 5 years of surgery; none of the 34 patients who had lymph nodes that were negative by MASA had a recurrence.15
The adequacy of lymph node examination for T3 colon cancer has several important implications for patients. First, patients with T3N1 colon cancer are routinely offered postoperative adjuvant chemotherapy, whereas those patients with T3N0 colon cancer are not2,16; thus, it is important to know who is truly node negative before recommending against postoperative adjuvant chemotherapy. Second, as trials evolve to examine newer adjuvant therapy for node-negative disease, such as the National Cancer Institutesponsored trial for monoclonal antibody 17-1a for T34N0 colon cancer, it is important to ensure that prognostic variables are correctly stratified. From the data presented in this article, it would be reasonable to stratify T3N0 patients into one of three strata on the basis of the number of nodes examined. Third, laparoscopic colectomy for colon cancer is being examined and might become an accepted surgical procedure for colon cancer. To assess this technique, it will be important to know what number of lymph nodes should be examined after an open or laparoscopic colectomy. Fourth, sentinel node biopsies have become routine for breast cancer and melanoma. This technique is being examined in several centers for colon cancer. To evaluate the sentinel node technique for colon cancer, it will be important to know the minimum number of lymph nodes that should be examined for a patient with colon cancer.
| CONCLUSION |
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13) may be useful in the design of future adjuvant trials for T3N0 colon cancer. Finally, age is a prognostic factor in the survival of patients with T3N0 colon cancer; this finding argues for prospective collection and analysis of comorbidity data that might be the reason that age seems important prognostically.
| Footnotes |
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A retrospective examination of the large prospective National Cancer Data Base suggests that at least 13 lymph nodes should be examined to label a T3 colon cancer as node negative. Further, adjuvant studies regarding T3N0 colon cancer should consider stratifying according to three strata of numbers of lymph nodes examined: 1 to 7, 8 to 12, and
13.
Received for publication March 17, 2001. Accepted for publication August 21, 2002.
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