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10.1245/ASO.2005.03.058
Annals of Surgical Oncology 12:24-28 (2005)
© 2005 Society of Surgical Oncology
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Original Article

Can Sentinel Lymph Node Biopsy Be Omitted in Patients With Favorable Breast Cancer Histology?

Jane E. Mendez, MD, Jane V. Fey, MPH, Hiram Cody, MD, Patrick I. Borgen, MD and Lisa M. Sclafani, MD

Department of Surgery, Breast Service, Memorial Sloan-Kettering Cancer Center, 1275 York Avenue, MRI 1026, New York, New York 10021

Correspondence: Address correspondence and reprint requests to: Lisa M. Sclafani, MD; E-mail: sclafanl{at}mskcc.org


    ABSTRACT
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
Background: The widespread use of sentinel lymph node biopsy (SLNB) to replace axillary dissection has broadened the indications for axillary staging in breast cancer. Recent studies have demonstrated a finite risk of lymphedema and sensory morbidity associated with SLNB. We undertook this study to determine whether SLNB could be omitted in clinically node-negative patients with favorable-histology breast cancer.

Methods: We conducted a retrospective review of a prospective database of SLNBs performed at Memorial Sloan-Kettering Cancer Center from 1996 to 2003 to determine the incidence of lymph node metastases by histological subtype. For the favorable subtypes, the patients age, tumor size, estrogen receptor status, lymphovascular invasion, nuclear grade, and histological grade were compared by nodal status to determine their predictive value.

Results: A total of 196 cases with favorable breast cancer subtypes were identified with a 4.1% (8 of 196) sentinel lymph node (SLN) positivity rate. Each of the histological subtypes included patients with positive SLNs, with the exception of adenoid cystic (n = 4) and secretory (n = 1) breast carcinoma, which were quite rare in our series. When compared by nodal status, the patients age, tumor size, estrogen receptor status, lymphovascular invasion, nuclear grade, and histological grade failed to predict those with positive SLNs.

Conclusions: Patients with favorable breast cancer histology have a small risk of axillary SLN metastases. The use of SLNB in these patients should be individualized, taking into consideration the small incidence of axillary metastases and the risks and benefits associated with the SLN procedure.

Key Words: Sentinel lymph node biopsy • Axillary node dissection • Favorable breast cancer subtypes • Breast cancer • Favorable histology


    INTRODUCTION
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
Axillary nodal status remains important in the staging and treatment of breast cancer. Determining axillary status helps to identify a group of patients who may benefit from adjuvant systemic treatment and axillary dissection. Sentinel lymph node biopsy (SLNB) has largely replaced axillary dissection for axillary staging, is associated with much less morbidity, and seems to be as accurate for staging. Its widespread use and lower complication rate has led to broader indications for axillary staging.1 This includes scenarios in which the risk of axillary metastases is very low and in which it has been proposed that axillary dissection could be omitted, such as ductal carcinoma-in-situ and small favorable-type cancers. Previously, it was believed that the benefits achieved by axillary dissections finding the rare axillary metastasis were outweighed by the risks of the procedure. With lower risks associated with SLNB, omission of axillary staging is being reconsidered.

As more experience is gained with SLNB and as longer follow-up is obtained, it is apparent that SLNB is associated with a 1% incidence of allergic dye reactions if isosulfan blue dye is used,2 a 1% to 3% incidence of lymphedema,3 and a 5% to 15% incidence of severe sensory sensations such as pain and numbness,4,5 which can persist for more than 6 months after surgery. Although these are much lower than those associated with axillary dissection, this has to be weighed against the potential for finding lymph node metastases that would be treated with axillary dissection or adjuvant systemic treatment.

The favorable breast cancer histological subtypes include tubular, mucinous (colloid), papillary, medullary, adenoid cystic, and secretory cancers. These have a lower frequency of lymph node metastases compared with infiltrating ductal (IDC) and lobular cancers.6,7 Before the use of sentinel node biopsy, it was suggested that level I/II dissection could be omitted for these favorable subtypes. In a recent study, Wong et al.8 demonstrated the incidence of axillary metastases found on SLNB with serial sectioning of the lymph nodes to be higher than expected for these special subtypes: 17% for tubular cancers, 6% for mucinous cancers, and 21% for pure medullary cancers. The authors believed that these high risks of lymph node metastases justified the use of SLNB in these patients. However, the number of patients in this study of these rare tumors was relatively small, and the incidence of lymph node metastases was higher than previously reported with axillary dissection. We undertook our study to determine the risk of lymph node metastases in favorable-subtype breast cancers and to determine whether SLNB could be omitted in any group of patients with favorable histological subtypes.


    METHODS
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
Study Design
From September 1996 through August 2003, a total of 5722 SLN biopsies were performed and entered onto the Memorial Sloan-Kettering Cancer Center Prospective Breast Sentinel Lymph Node Database. The protocol of lymphatic mapping, lymphoscintigraphy, and pathologic analysis of the sentinel lymph node (SLN) at our institution has been described previously.9 We conducted a retrospective review of this prospective database to determine the incidence of lymph node metastases by histological subtype in patients with a clinically negative axilla. Our study was reviewed and approved by the Memorial Sloan-Kettering Cancer Center Institutional Review Board.

The breast cancer subtypes were defined by histopathologic analysis as IDC or pure tubular, pure mucinous (colloid), pure papillary, pure medullary, pure adenoid cystic, or pure secretory breast carcinoma. The cases with mixed ductal/lobular features were classified as IDC. For the purposes of our data analysis, the pure tubular, mucinous, papillary, medullary, adenoid cystic, and secretory carcinomas were classified as favorable subtypes.

Study Sample
For the favorable subtypes, the patients age, tumor size, estrogen receptor (ER) status, presence of lymphovascular invasion (LVI), nuclear grade, and histological grade were compared by nodal status. Exclusion criteria for our study included male breast cancer, previous axillary lymph node dissection or SLNB, neoadjuvant chemotherapy, failed SLNB, recurrent ipsilateral breast cancer, prophylactic mastectomy, and other breast histological diagnoses, including infiltrating lobular carcinoma, ductal carcinoma-in-situ, ductal carcinoma-in-situ with micro-invasion, Pagets disease, phyllodes tumor, sarcoma, anaplastic carcinoma, metaplastic carcinoma, lymphoma, adenosquamous carcinoma, adenoma, and metastatic carcinoma.

A total of 3980 cases fulfilled the criteria for this study. The cases were divided into the specific subtypes as previously described.

Statistical Analysis
Continuous variables were compared by using Wilcoxon’s rank-sum and Student’s t-tests. Categorical variables were compared by using Fishers exact test. Statistical analyses were performed with SPSS 11.5 (SPSS Inc., Chicago, IL) and StatXact 5 (Cytel Software Corp., Cambridge, MA). All P values <.05 were considered statistically significant.


    RESULTS
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
These 3980 cases consisted of 95.1% (n = 3784) IDC and 4.9% (n = 196) favorable subtypes. The SLN was identified as positive in 1303 of 3980 cases, for an overall positivity rate of 32.7% (Table 1Go). With the exception of adenoid cystic carcinoma (n = 4) and invasive secretory carcinoma (n = 1), which were quite rare in our series, each of the other histological subtypes included patients with positive SLNs.


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TABLE 1. Sentinel lymph node positivity by histological subtype
 
The cases with favorable subtypes had a significantly lower rate of axillary metastases than the cases of IDC (4.1% vs. 34.2%). When analyzed as two separate subgroups, the cases of tubular and mucinous carcinoma had an SLN positivity rate that was statistically significantly lower than that of the IDC cases (P <.0001).

Most of the favorable subtypes were ER positive, with low to intermediate nuclear and histological grades and had no evidence of LVI compared with the IDC cases (Table 2Go). As a subgroup, the medullary cancers were mostly ER negative (5 of 5), with high nuclear and histological grade, and 2 of 6 cases had LVI.


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TABLE 2. Comparison of the clinical characteristics of the favorable subtypes and infiltrating ductal carcinoma
 
When the favorable subtypes were compared by nodal status, patient age, tumor size, ER status, nuclear grade, histological grade, and LVI failed to predict those with positive SLNs. Failure to find predictive factors may be secondary to the small sample size (Table 3Go).


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TABLE 3. Comparison of the clinical characteristics of the favorable subtypes by nodal status
 
The clinicopathologic characteristics of the eight patients with favorable subtypes and a positive SLN are detailed in Table 4Go. Of these eight patients, six had a completion axillary lymph node dissection, and two were found to have additional positive lymph nodes. Seven of the eight patients were treated with adjuvant chemotherapy.


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TABLE 4. Clinicopathologic characteristics of the eight patients with favorable tumors and positive SLNs
 
The SLN was found to be positive by hematoxylin and eosin staining in seven of eight cases. In one case of tubular cancer, the node was positive by immunohistochemical staining only. Of the lymph node metastases found on hematoxylin and eosin staining, only two measured <2 mm (micrometastasis); the other five were macrometastases. Of the five macro-metastases, four were seen on frozen section. Frozen section can probably be omitted for these low-risk patients, because only 2% (4 of 196) had a positive node on frozen section.


    DISCUSSION
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 
The breast cancer favorable histological subtypes present challenges to both the pathologist in accurate diagnosis and to the treating physician because of their unclear metastatic potential and unknown response to adjuvant treatment. Clear pathologic definition of these subtypes is important, because the favorable histological subtypes are defined as tumors that are less likely to metastasize to nodes and distant sites. Rosen et al.10 previously determined that the 10-year survival rate for node-negative patients with tumors <3 cm of breast cancer with favorable histological subtypes was equal to the survival rate of patients with node-negative IDC measuring <1 cm, a group that traditionally has not received adjuvant systemic treatment. Therefore, at our institution, patients who have favorable histology, have tumors <3 cm, and are node negative do not usually receive adjuvant systemic treatment.

Favorable subtypes are defined as "pure" when they have the characteristic histological features in at least 90% of the tumor. Wide variations have been reported in the pathologic diagnosis of these tumors. Differences in lymph node metastases have been described, depending on whether the tumor is "pure" or has features of only the special type. In a report by Paramo et al.11 of mucinous cancers, none of the 19 cases of pure mucinous tumors had lymph node metastases, whereas 12 of 41 cases classified as mixed mucinous tumors had lymph node metastases. The authors of this article actually advocated sentinel node biopsy to differentiate mixed tumors from pure, citing the low incidence of nodal metastases in the pure type. Classification as atypical or variants may be made if the characteristic features are present in <90% of the tumor. This seems to be a particular problem of the medullary type, for which high-grade histological features characterize the tumor, yet the prognosis seems better. Therefore, there may be a reluctance to diagnose this tumor, and categories of "atypical" medullary cancers seem to have a prognosis in between that for a true medullary and a poorly differentiated ductal carcinoma with medullary features.12

These variations in the percentage of histological criteria present may explain variations reported in the incidence of lymph node metastases in other series. Some series based on large multi-institutional breast cancer databases for which the pathology has been read by a variety of pathologists may not be as stringent in including only cases of pure tubular or mucinous cancers. However, they may be more representative of what the community surgeon encounters. Diab and associates’13 large study from the San Antonio breast cancer database showed a 16% incidence of lymph node metastases in their 398 patients with tubular cancer and 14% in their 1048 mucinous cancers. This is much higher than our rates of 4% and 2%, respectively, for those histological types. In a review of Surveillance, Epidemiology, and End Results data, in 1998 Maibenco et al.14 reported a 4.4% incidence of metastases in 408 cases of tubular cancers and 2.9% in 314 mucinous cancers. In both cases, they saw a higher incidence of medullary cancers. In our series, medullary cancers were quite rare and represented only 6 of 196 cases, possibly reflecting a reluctance to diagnose this cancer at our institution because pure medullary cancers are less likely to be treated with adjuvant therapy. Papillary cancers were also rarely diagnosed at our institution, and the reason for this is unclear.

Although the good prognosis for these favorable types is well known, the prognosis of favorable histological subtypes with positive nodes is not well documented. These tumors are rare, and, with the possible exception of tubular and mucinous cancers, most studies are too small to draw conclusions about their natural history and the benefits of treatment.

In one of the few studies to look at prognosis in the favorable subtypes, Diab et al.13 reported that 62 patients with node-positive tubular cancer had a 10-year disease-free survival of 94%, compared with 65% (n = 147) for node-positive mucinous cancer and 57% (n = 16,551) for node-positive IDC. The excellent survival rate of patients with node-positive tubular cancers leads some to question the necessity of axillary staging in these patients, but few would alter management on the basis of a single retrospective study. Nodal status in patients with mucinous cancers seems to be important to prognosis. Although adjuvant treatment was not seen to contribute to improved mortality, the small numbers in this retrospective study make it difficult to make management decisions on the basis of these data alone.

Our results differed from other studies in several ways. We found the incidence of positive lymph nodes in the favorable subtypes to be lower than previously reported, although median tumor size remained the same.8,1517 Our pathologists may have been more stringent in their diagnosis of the favorable histological subtypes. We saw no effect of size on nodal metastases. Six of our eight patients with positive nodes had tumors <1 cm, none showed LVI, and all but one (medullary) were ER positive and had a low to intermediate nuclear and histological grade. Some groups claim that tumor size and patient age may predict lymph node metastases, but we were unable to show that these factors were significant to define a group that had a lower rate of lymph node metastasis. This could certainly be because of our small number of node-positive patients. Also, most of our patients had tubular or mucinous cancers, and our conclusions may not apply to the rarer subgroups, such as papillary medullary, adenoid cystic, and secretory cancers.

In our series of patients, the finding of a positive node led to a change in treatment in most patients. Six of eight underwent axillary dissection, and of the six, two (one tubular and one papillary carcinoma) had additional positive lymph nodes removed. Seven of the eight node-positive patients were treated with systemic chemotherapy, indicating that in the absence of data to show otherwise, our medical oncology colleagues believe that these node-positive patients may benefit from adjuvant chemotherapy just as other node-positive patients benefit. In this setting, it seems that SLNB did contribute to the decision making, although we cannot prove that it influenced survival.

In conclusion, we believe that SLNB identifies a subgroup of patients who may have a worse prognosis and who might benefit from adjuvant treatment. In deciding whether to perform an SLNB, the treating physician must decide whether the results of the sentinel node biopsy will alter treatment. If so, we believe that our data support the individualized use of SLNB in patients with favorable-histology breast cancer, taking into account the 4% incidence of lymph node metastases and the risks and benefits associated with SLNB in the individual patient.

Received for publication March 19, 2004. Accepted for publication September 20, 2004.


    REFERENCES
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 REFERENCES
 

  1. Klauber-DeMore, Tan LK, Liberman L, et al. Sentinel lymph node biopsy: is it indicated in patients with high-risk ductal carcinoma-in-situ and ductal carcinoma-in-situ with microinvasion? Ann Surg Oncol 2000;7:636–64.[Abstract]
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  10. Rosen PP, Groshen S, Kinne DW, et al. Factors influencing prognosis in node-negative breast carcinoma: analysis of 767 T1N0M0/T2N0M0 patients with long-term follow-up. J Clin Oncol 1993;11:2090–100.[Abstract/Free Full Text]
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  17. Voogd AC, Coebergh JW, Repelaer van Driel OJ, et al. The risk of nodal metastases in breast cancer patients with clinically negative lymph nodes: a population-based analysis. Breast Cancer Res Treat 2000;60:63–9.[CrossRef][Medline]



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