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Original Article |
1 Division of Surgical Oncology, Feinberg School of Medicine, Northwestern University, 201 E. Huron, Galter 10-105, Chicago, Illinois 60611
2 Division of Radiation Oncology, Feinberg School of Medicine, Northwestern University, 251 E. Huron, LC-178, Chicago, Illinois 60611
3 Division of Hematology/Oncology, Feinberg School of Medicine, Northwestern University, 675 N. St. Clair, Galter 21-100, Chicago, Illinois 60611
4 Division of Gastrointestinal Surgery, University of Michigan Health System, 2922 G Taubman-0331, 1500 E. Medical Center Drive, Ann Arbor, Michigan 48109
5 Hematology Oncology, University of Michigan Health System, 1500 E. Medical Center Drive, Ann Arbor, Michigan 48109
6 Department of Radiation Oncology, Fox Chase Cancer Center, 7701 Burholme Avenue, Philadelphia, Pennsylvania 19111
7 Department of Radiation Oncology, University Hospitals of Cleveland, 11100 Euclid Avenue, Cleveland, Ohio 44106-6068
8 Division of Hematology Oncology, Wayne State University, 3990 John R. Street, Detroit, Michigan 48201-2018
9 Department of Radiation Oncology, University of South Maine, 22 Bramhall Street, Portland, Maine 04102
Correspondence: Address correspondence and reprint requests to: Mark S. Talamonti, MD; E-mail: mtalamonti{at}nmff.org.
| ABSTRACT |
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Methods: Patients were treated before surgery with three cycles of full-dose gemcitabine (1000 mg/m2 intravenously), with radiation during the second cycle (36 Gy in daily 2.4-Gy fractions). Patients underwent surgery 4 to 6 weeks after the last gemcitabine infusion.
Results: There were 10 men and 10 women, with a median age of 58 years (range, 5080 years). Nineteen patients (95%) completed therapy without interruption, and one experienced grade 3 gastrointestinal toxicity. The mean weight loss after therapy was 4.0%. Of 20 patients taken to surgery, 17 (85%) underwent resections (16 pancreaticoduodenectomies and 1 distal pancreatectomy). The complication rate was 24%, with an average length of stay of 13.5 days. There were no operative deaths. Pathologic analysis revealed clear margins in 16 (94%) of 17 and uninvolved lymph nodes in 11 (65%) of 17 specimens. One specimen contained no residual tumor, and three specimens revealed only microscopic foci of residual disease. With a median follow-up of 18 months, 7 (41%) of the 17 patients with resected disease are alive with no recurrence, 3 (18%) are alive with distant metastases, and 7 (41%) have died.
Conclusions: Preoperative gemcitabine/radiotherapy is well tolerated and safe when delivered in a multi-institutional setting. This protocol had a high rate of subsequent resection, with acceptable morbidity. The high rate of negative margins and uninvolved nodes suggests a significant tumor response. Preliminary survival data are encouraging. This regimen should be considered in future neoadjuvant trials for pancreatic cancer.
Key Words: Neoadjuvant therapy Pancreas surgery Gemcitabine and radiotherapy Pancreas cancer
| INTRODUCTION |
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In most of these trials, emphasis was placed on the delivery of radiotherapy with gemcitabine dose escalation. We elected to further investigate the use of full-dose gemcitabine with modified radiotherapy in a multi-institutional phase II trial that allowed entry of patients with potentially resectable pancreatic cancer. Our selection of this regimen was based on experience gained in phase I trials and recognition that a regimen that emphasizes systemic treatment may provide an advantage over more conventional combined-modality approaches, considering the systemic nature of this disease, while still providing adequate local control through sensitization of a modest radiation dose. Prior clinical experience indicated that full-dose gemcitabine requires a reduction of the radiation dose and modification of the treatment volumes. Radiation dose escalation in an initial phase I trial was achieved by increasing the fraction size and keeping the duration of radiotherapy at 3 weeks.14 The current trial investigated the use of full-dose gemcitabine before and after a novel chemoradiation regimen with full doses of gemcitabine delivered with concurrent radiotherapy (36 Gy in 2.4-Gy fractions to the primary tumor alone over 3 weeks). The trial was designed to include patients with clearly unresectable disease and a second cohort of patients with potentially resectable cancers. The inclusion of patients with potentially resectable disease was based on a previous single-institution experience with patients who underwent surgical resection after full-dose gemcitabine and concurrent radiotherapy.15
The objectives of this phase II trial were (1) to evaluate the toxicity associated with this neoadjuvant regimen in a multi-institutional setting, (2) to determine radiographic, tumor marker, and pathologic responses to treatment, (3) to evaluate morbidity and mortality among patients who undergo resection after completion of therapy, and (4) to estimate overall survival in patients treated with this approach. We now report the results for patients entered onto the trial with potentially resectable pancreatic cancers.
| PATIENTS AND METHODS |
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18 years, a Zubrod performance status of
2, and adequate hematological, hepatic, renal, and cardiac function. Pretreatment evaluation included a complete history and physical examination, chest radiograph, and CT scan of the abdomen. Patients with a history of upper abdominal radiotherapy or chemotherapy were ineligible. Patients with obstructive jaundice underwent endoscopic biliary decompression before beginning treatment. The institutional review board of each participating institution approved the trial, and written informed consent was obtained from all patients before the initiation of therapy. During the preoperative phase of treatments, patients underwent regular assessments of body weight and performance status and routine laboratory studies. Surgery was planned approximately 6 weeks after the completion of therapy, and all patients underwent repeat staging studies to exclude disease progression.
Treatment Regimen
Gemcitabine was administered as a 30-minute intravenous infusion at a dose of 1000 mg/m2 on days 1 and 8 of a 21-day cycle before and after a 28 day cycle of gemcitabine (1000 mg/m2 days 1, 8, and 15) and concurrent radiation. The planned course of radiation was 36 Gy in 2.4 fractions to the gross tumor alone on days 1 to 19 (Fig. 1
). Dose adjustments of gemcitabine were made on the basis of the toxicity experienced, including the absolute granulocyte count (AGC) and platelet count, taken on the day of therapy. A full dose was delivered for AGC
1,000 µL and platelets
75,000 µL. A 25% dose reduction was given for AGC
500 and <1,000 µL and/or platelets between 50,000 and 75,000 µL, and the dose was held for AGC <500 µL or platelets <50,000 µL. If gemcitabine was held during combined therapy, radiotherapy was also held. Treatment was resumed, if delayed, when toxicity had resolved to grade
2. There was a 1-week break between cycles and after the completion of the third cycle. The occurrence of gastrointestinal dose-limiting toxicity prompted discontinuation of radiotherapy and gemcitabine (if noted on the day of planned infusion). The occurrence of toxicities grade
3 in other organ systems prompted discontinuation of therapy while appropriate evaluation was performed. Treatment was not resumed unless recovery to grade <3 toxicity occurred in
2 weeks.
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Assessment of Treatment Responses and Surgical Outcomes
Radiographical responses were determined by a comparison of pretreatment CT and presurgical scans. A partial response was defined as at least a 30% decrease in the longest diameter of the primary tumor, taking as a reference the baseline longest diameter. A complete response was the disappearance of the primary tumor. Progression was defined as at least a 20% increase in the longest diameter of the primary tumor or the appearance of one or more new lesions. Stable disease was defined as neither a tumor response sufficient to qualify as a partial response nor an increase sufficient to qualify as progressive disease.
Information regarding surgical therapy after the completion of the protocol therapy included the type of operation performed, the duration of the operation, estimated blood loss, complications, including the 30-day mortality rate, and the length of stay. Surgical complications were defined as postoperative problems that resulted in a longer stay, reoperation, or readmission. Designated pathologists at each institution examined resected specimens, and their review included an assessment of the histological treatment response, the size of the primary tumor, resection margins, and lymph node status. Survival was calculated from the date of treatment initiation to the date of death or last follow-up. Survival curves were calculated by using the method of Kaplan and Meier.17
| RESULTS |
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At the time of exploration, two patients were found to have hepatic metastases, and one patient had partial encasement of the hepatic artery with soft tissue infiltration around the celiac axis. Seventeen patients (85%) underwent pancreatic resections (Table 2
). Fifteen patients underwent a standard pancreaticoduodenectomy, one patient had a pyloric-preserving Whipple procedure, and one patient had a distal pancreatectomy and splenectomy. Five (31%) of the 16 patients who underwent pancreaticoduodenectomy required combined vascular resection and reconstruction. The mean operative time for the Whipple procedures was 7.5 hours (range, 510.5 hours), and the mean estimated blood loss for those patients was 768 mL (range, 2502200 mL). The complication rate was 24%, with a median length of stay of 13.5 days (range, 747 days) in all patients who underwent resection. There were three major postoperative complications: one patient required re-exploration on day 1 after surgery for bleeding at the gastrojejunal anastomosis, one patient required re-exploration for delayed gastric emptying and revision of the gastrojejunal anastomosis, and a third patient required readmission for percutaneous drainage of a liver abscess. There were no operative deaths.
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50% reduction in CA-19.9 levels after therapy. The median CA-19.9 value before treatment initiation was 359 U (range, 159951 U). The median CA-19.9 value after neoadjuvant treatment and before surgery was 35 U (range, not detectable to 1254 U; P < .05).
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| DISCUSSION |
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Gemcitabine is a deoxycytidine analogue (2',2'-difluoro-2'-deoxycitidine or dFdCyd) and has been shown to provide a survival advantage over 5-FU in patients with locally advanced (unresectable) or metastatic pancreatic cancer, as well as symptomatic relief in patients with metastatic pancreatic cancer in whom prior treatment with 5-FU has failed.7,24 In addition, laboratory studies have demonstrated potent radiosensitization with gemcitabine in human cancer cell lines, including pancreatic cancer cell lines.8,9 Since 1996, phase I trials have investigated the use of gemcitabine with concurrent radiotherapy in patients with locally advanced pancreatic cancer. Initial trials attempted to determine the maximum tolerable dose of gemcitabine when it was delivered once weekly, concurrent with a relatively conventional course of radiotherapy (50.4 Gy in 1.8-Gy fractions).18 Considering the clinical benefit associated with the use of gemcitabine as a systemic agent, an alternative strategy used a standard dose of gemcitabine (1000 mg/m2/week) and investigated the tolerable radiation dose that could be delivered to the primary tumor (without inclusion of the regional lymph node basins).14 The goal of this approach was to maximize the systemic drug effect while providing local control through sensitization of a modest radiation dose. Escalation of the radiation dose was achieved by increasing the fraction size, thus keeping the duration of radiation at 3 weeks. After completion of this phase I trial, McGinn et al.14 concluded that 36 Gy in 2.4-Gy fractions was the recommended dose for phase II investigation. Toxicity data from this trial and the prior trials of gemcitabine dose escalation with more conventional radiotherapy suggested that the volume of normal tissue radiated in gemcitabine-based chemotherapy regimens was the most critical consideration.1014 Therefore, radiation fields in this study were planned with three-dimensional radiotherapy planning and covered only the gross target volume with a 1-cm margin (i.e., there was no elective nodal radiotherapy). The current trial design consisted of a 21-day cycle of gemcitabine (1000 mg/m2 days 1 and 8) before and after a 28-day cycle of gemcitabine (1000 mg/m2 days 1, 8, and 15) delivered with concurrent radiotherapy (36 Gy in 2.4-Gy fractions to the primary tumor alone, days 119). Finally, data from a single-institution study at the University of Michigan demonstrated the feasibility of surgical resection after gemcitabine and radiation with acceptable toxicity and no operative deaths and served as the rationale to use this regimen in the neoadjuvant setting.15
The primary goal of this trial was to determine whether the single-institution experience that indicated the safety and potential efficacy of this novel chemoradiotherapy regimen could be demonstrated in a multi-institutional setting. Evaluation of acute toxicity demonstrated that this regimen was remarkably well tolerated. All 20 patients completed a full course of therapy. Only one patient experienced grade 3 gastrointestinal toxicity that necessitated a delay in treatment, none required hospitalization for acute toxicity, and all went to surgery within 6 weeks of the last chemotherapy infusion. These results compare favorably to those from previous neoadjuvant trials, which demonstrated hospitalization rates between 9% and 43% and dose-limiting toxicity rates between 20% and 50%.3,2023 Explanations for this acceptable toxicity profile include extremely strict inclusion criteria of patients with acceptable performance status and tumors that were truly likely to be resectable and, most importantly, the modification in radiation treatment fields. Prophylactic nodal irradiation was excluded, thereby minimizing the large volume of healthy tissue treated.
Investigators at M. D. Anderson Cancer Center reported significant gastrointestinal toxicity (43%) when weekly gemcitabine was delivered at doses
350 mg/m2 with concurrent rapid fractionation (30 Gy in 3-Gy fractions). Treatment volumes reported with rapid fractionation included the primary tumor with a 3- to 5-cm margin, as well as the porta hepatis and celiac lymph nodes.12 Relatively larger radiation fields were also used in a phase I Eastern Cooperative Oncology Group trial that examined the use of gemcitabine with concurrent protracted venous infusion of 5-FU and radiation (59.4 Gy in 1.8-Gy fractions) in locally advanced disease.13 Despite low doses of gemcitabine (50 and 100 mg/m2), significant gastrointestinal toxicity was seen in three of seven patients, and radiation field size was implicated in the toxicity encountered. Results from this trial indicate improved tolerance and decreased toxicity with full-dose gemcitabine when appropriate modifications in the delivery of radiation are made.
The current trial also confirmed the favorable response rates of this regimen demonstrated in the University of Michigan experience reported by Ammori et al.15 In that study, pathologic evaluation revealed no evidence of malignancy in the surgical margins or regional lymph nodes in six of the nine patients who underwent resection after preoperative gemcitabine and radiation. Two patients had <10% viable-appearing tumor cells present, and one patient had destruction of 50% to 90% of tumors cells seen. The remaining patients all had some degree of tumor response, and the degree of fibrosis was considered to be extensive in six of the nine patients. A significant local treatment response was also seen in the preoperative gemcitabine/radiation trial at M. D. Anderson, with 58% of resected specimens showing at least 50% tumor cell kill.25 There were also two pathologic complete responsessomething not seen in any of their previous 5-FUbased protocols.25 In the current trial, some degree of treatment response was seen in each resected specimen, and 4 (24%) of the 17 patients had >90% tumor destruction, with 1 complete pathologic response. Three of these patients remain alive with no evidence of recurrent or metastatic disease.
Single-institution trials using 5-FUbased neoadjuvant chemoradiation have reported resection rates between 53% and 70% for localized pancreatic cancer.3,2023 Hoffman et al.22 reported a resection rate of 45% in a multi-institutional Eastern Cooperative Oncology Group trial that examined continuous infusional 5-FU, mitomycin, and conventional radiation (50 Gy in 1.8-Gy fractions). In the M. D. Anderson trial noted previously, the resection rate with gemcitabine and 30 Gy by using the rapid fractionation technique was 74%.25 By using gemcitabine dose-escalation schemes and relatively fixed-dose conventional radiation, Fox Chase Cancer Center reported a resection rate of 65% in 63 patients variously treated since 1996.26 In the pilot study of the current regimen performed at the University of Michigan, the resection rate was 52%.15 The resection rate in the current multi-institutional trial was 85%. Also notable was the high rate of margin-negative resections (94%) and uninvolved lymph nodes (65%). This was especially encouraging considering that one of the tenets of this protocol was to limit gastrointestinal toxicity by foregoing prophylactic regional nodal irradiation. It seems from these studies that gemcitabine-based chemoradiation may result in a high rate of successful pancreatic resections and may be associated with a higher rate of margin-negative, node-negative resections than 5-FUbased chemoradiation or surgery alone. In addition, standard parameters of surgical quality, such as operative times, estimated blood loss, length of stay, and morbidity and mortality rates, were not appreciably different from those in previous reports of combined-modality trials in resectable pancreatic cancer; this supports the safety of this regimen.
In conclusion, this neoadjuvant trial of full-dose gemcitabine with concurrent radiation was well tolerated and safe when delivered in a multi-institutional setting. This regimen had a high rate of subsequent resection with acceptable morbidity rates. The high rate of clear margins, uninvolved lymph nodes, and pathologic responses suggests significant treatment effects, and preliminary survival data are encouraging. This design has the major advantage of providing full-dose systemic therapy to patients with early-stage (resectable) disease. These patients, who are likely to have the lowest systemic disease burden, may ultimately experience the greatest benefit from a neoadjuvant combined-modality regimen that emphasizes systemic therapy and maintains the benefit of local disease control with reduced risk of treatment-related toxicity. This novel combination of gemcitabine and radiotherapy should be considered in future clinical trials for patients with potentially resectable pancreatic cancer.
| ACKNOWLEDGMENTS |
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Received for publication March 4, 2005. Accepted for publication August 19, 2005.
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