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Original Article |
1 Department of Surgery, National Cancer Institute, Via Venezian, 1, 20133, Milan, Italy
2 Department of Pathology, National Cancer Institute, Milan, Italy
3 Department of Medical Oncology, National Cancer Institute, Milan, Italy
4 Department of Surgery, Centre Hospitalier de lUniversité de Montreal, University of Montreal Health Center, Montreal, Canada
5 Department of Obstetrics & Gynaecology, School of Medical Science, State University of Campinas, Campinas, Brazil
Correspondence: Address correspondence and reprint requests to: Marcello Deraco, MD; E-mail: marcello.deraco{at}istitutotumori.mi.it.
| ABSTRACT |
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Methods: Forty-nine DMPM patients who underwent 52 consecutive procedures were enrolled onto the study. Cytoreductive surgery was performed according to the peritonectomy technique, and the IPHP was performed with cisplatin plus doxorubicin or cisplatin plus mitomycin C. We assessed the correlation of the clinicopathologic variables (previous surgical score, age, sex, performance status, previous systemic chemotherapy, carcinomatosis extension, completeness of cytoreduction, IPHP drug schedule, mitotic count [MC], nuclear grade, and biological markers [epidermal growth factor receptor, p16, matrix metalloproteinase 2 and matrix metalloproteinase 9]) with overall and progression-free survival.
Results: The mean age was 52 years (range, 2274 years). The mean follow-up was 20.3 months (range, 189 months). Regarding the biological markers, the rates of immunoreactivity of epidermal growth factor receptor, p16, matrix metalloproteinase 2, and matrix metalloproteinase 9 were 94%, 60%, 100%, and 85%, respectively. The strongest factors influencing overall survival were completeness of cytoreduction and MC, whereas those for progression-free survival were performance status and MC. No biological markers were shown to be of prognostic value.
Conclusions: Completeness of cytoreduction, performance status, and MC seem to be the best determinants of outcome. These data warrant confirmation by a further prospective formal trial. No biological markers presented a significant correlation with the outcome. The overexpression of epidermal growth factor receptor, matrix metalloproteinase 2, and matrix metalloproteinase 9 and absent or reduced expression of p16 might be related to the underlining tumor kinetics of DMPM and warrant further investigation with other methods.
Key Words: Peritoneal mesothelioma Locoregional therapy Prognosis Biological markers
| INTRODUCTION |
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A variety of treatment options have been proposed, alone or in combination, but most have failed to palliate symptoms or to change the final outcome. The mechanism of death is related to intraperitoneal progression; the disease remains in the abdominal cavity for most of its natural history.8 This pattern of spread would seem to indicate the potential usefulness of selectively increasing cytotoxic drug concentrations in the tumor-bearing area by direct intraperitoneal chemotherapy instillation.9 The advent of locoregional therapy resulting from the combination of cytoreductive surgery (CRS) and intraperitoneal hyperthermic perfusion (IPHP) has dramatically changed the approach to this clinical entity. Phase I/II investigations of CRS plus IPHP have provided promising results,1012 because long-term survivors have been reported. The aim of this study was to identify clinicopathologic variables and biological markers with prognostic significance in patients with DMPM treated uniformly by CRS and IPHP.
| PATIENTS AND METHODS |
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2; good cardiac, renal, hepatic, and bone marrow functions; no concomitant evidence of pleural extension; no other concomitant neoplasms; and informed written consent. The study was approved by the institutional review board of the National Cancer Institute of Milan, Italy.
Forty-nine patients (21 men and 28 women) were enrolled onto this retrospective study. The study period extended from August 1995 to January 2005. The mean age was 52 years (range, 2274 years). Three patients were operated on twice because of disease recurrence. Twenty-six (50%) patients had received systemic chemotherapy before the procedure. The drug schedules are outlined in Table 1
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Peritoneal carcinomatosis was quantified according to the Peritoneal Cancer Index.14 Accordingly, the mean Peritoneal Cancer Index was 22 (range, 239). Residual disease after surgery was classified according to the Sugarbaker criteria14: optimal cytoreduction indicated residual disease
2.5 mm, and suboptimal cytoreduction indicated residual disease >2.5 mm. Details of the surgical procedures performed are listed in Table 2
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Immediate Postoperative Surveillance and Follow-Up
In the postoperative period, patients were admitted to the intensive care unit for at least 72 hours and were then discharged to the surgical ward. Analysis of chemotherapy-related toxicity was performed according to the World Health Organization criteria. Grading of complications was performed according to the following criteria: grade 1, no complications; grade 2, minor complications; grade 3, major complications (requiring reoperation, intensive care unit admission, or interventional radiology); and grade 4, in-hospital mortality.17 We considered only unfavorable events that occurred within 28 days of the procedure. The mean duration of hospitalization was 24 days (range, 867 days).
In the first 2 years after the procedure, the patients were followed up with physical examination every 3 months and with tumor marker (CA-125) determination and thoracic and abdominal computed tomographic scans every 6 months. Thereafter, the patients were seen every 6 months up to the fifth year.
Histological Evaluation of Tumors and Study Parameters
Diagnosis of DMPM was confirmed in each patient, including review of pertinent immunohistochemical studies. The panel of immunostains included calretinin and Wilms tumor as positive mesothelial markers and polyclonal carcinoembryonic antigen and Ber-EP4 as negative markers.18
The hematoxylin and eosin slides of all cases were reviewed (the available number of slides ranged from 6 to 39, with an average of 22 per patient), and the tumors were classified as epithelial, sarcomatoid, and biphasic (mixed epithelial and sarcomatoid) according to the World Health Organization classification.6 Nuclear grade (NG) was assessed according to the following grading system: NG 1, small nuclei, uniform chromatin pattern, and small pinpoint-sized nucleoli; NG 2, larger nuclei, some chromatin irregularity, and more prominent nucleoli; and NG 3, large nuclei, irregular chromatin pattern with clearing, and prominent nucleoli.14 For the prognostic analysis, we classified the tumors into two groups: NG 1 and 2 and NG 3. The mitotic count (MC) per 50 high-power microscopic fields (HPFs) was determined, with the greatest dimension of .44 mm and a microscopic field of .152 mm2.
Immunohistochemical stains using the avidin-biotin complex immunoperoxidase technique for matrix metalloproteinase (MMP)-2, MMP-9, p16, and epidermal growth factor receptor (EGFR) were performed on 5-µm sections from representative paraffin blocks of the tumor specimens. Adequate material for the performance of immunostaining was available for 35 (71%) of the 49 patients. The following anti-bodies were used: MMP-2 (monoclonal; Novocastra, Newcastle, UK; 1/40), MMP-9 (monoclonal; Novocastra; 1/40), p16 (F-12, monoclonal; Santa Cruz Biotechnology Inc., Santa Cruz, CA; 1/50), and EGFR (monoclonal; Novocastra; 1/100). The immunohistochemistry stains were scored as 0 (negative), +1 (<25%), +2 (25%50%), +3 (50%75%), and +4 (75%100%).
The following clinicopathologic characteristics and biological markers were evaluated with respect to their correlation with outcome (OS and progression-free survival [PFS]): previous surgical score,19 age at diagnosis, sex, preoperative performance status, performance of systemic chemotherapy before the locoregional therapy, histological subtype (epithelial vs. nonepithelial), NG, MC, carcinomatosis extension (Peritoneal Cancer Index), completeness of cytoreduction (CC; 0/1 [minimal residual disease or residual tumor <2.5 mm] vs. 2/3 [residual tumor
2.5 mm]),14 IPHP drug schedule (CDDP + mitomycin C vs. CDDP + doxorubicin), MMP-2, MMP-9, p16, and EGFR.
Statistical Analysis
Survival was calculated from the date of operation to the time of death or last follow-up, whichever occurred first. The estimated survival curve distribution was calculated by the Kaplan-Meier method. The log-rank test was used to assess the significance of survival distributions. On the basis of univariate analysis, a subset of variables was chosen (generally, P < .20) to include in a Cox proportional hazards analysis to determine which, if any, variables were jointly important in prognosis. All P values are two tailed.
| RESULTS |
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Pathologic Findings
There were 43 cases of the epithelial type and six cases of the biphasic (mixed epithelial and sarcomatoid) type. No pure sarcomatoid case was present. There were 6 cases (11%) of NG 1, 19 cases (37%) of NG 2, and 27 cases (52%) of NG 3. The mean MC was 16 in 50 HPFs (range, 0160). Immunohistochemical results are listed in Table 3
. EGFR was expressed in a membranous pattern in all but two cases (94%).
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Prognosis
At a mean follow-up of 20.3 months (range, 189 months), the 5-year OS and PFS were 57% and 31%, respectively. The median PFS was 39.7 months (95% confidence interval, 26.852.6 months; Figs. 1
and 2
). At the end of the study period, the final disease status was as follows: 29 patients had no evidence of disease, 10 patients were alive with disease, and 10 had died of disease.
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| DISCUSSION |
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However, this novel combined-treatment approach is expensive and is labor and time consuming. Moreover, it carries a not-negligible morbidity rate ranging from 27% to 35% and a mortality rate ranging from 1.5% to 12%15,2225 even with the most experienced teams. Thus, the search for prognostic factors is of the utmost importance to identify the subset of patients that could best benefit from this procedure, thus avoiding unnecessary surgical risk in patients with an unchangeable prognosis.
We observed in our study after performing the multivariate analysis that the CC and MC >5 per 50 HPFs presented the strongest association with OS among the tested clinicopathologic variables. The estimated hazard rate for patients with optimal cytoreduction (residual disease <2.5 mm) was eight times higher than that estimated for patients with suboptimally cytoreduced disease (residual disease >2.5 mm) after adjustment for other variables. This finding is in agreement with experimental evidence that supports one of the eligibility criteria for IPHP. Usually the drugs, even when instilled intra-abdominally, are not able to penetrate tumor tissue deeper than a few cellular layers, so the volume of residual disease remains one the major factors influencing the efficacy of locoregional therapy. Moreover, residual disease has been shown to be of prognostic significance in PM treated by CRS plus IPHP.11,21,26 However, whether this survival benefit resulted from lower tumor aggressivity or from the surgical effort itself is difficult to ascertain. This series included only the most malignant subtypes of the disease, an aspect that could favor the completeness of the cytoreduction as a primary factor. The eligibility criteria were very restrictive, with exclusion of borderline forms of PM, which present known indolent and less aggressive behavior as compared with their malignant counterparts. A definitive answer to such a question should be provided by another study with a different and well-formulated design.
The second variable that remained in the Cox model as a factor influencing the OS was the MC. Patients with an MC >5 per 50 HPFs presented a hazard rate 10 times higher as compared with those with a lower MC. The data available with respect to this issue in the literature are conflicting. Ramael et al.27 and Beer et al.28 found that patients with a high MC lived for significantly shorter periods than those with a low MC, whereas Kerrigan et al.29 did not reach the same conclusion. However, both variables (CC and MC) should be taken cautiously as independent surrogate markers for OS because the 95% confidence intervals for their respective hazard rates are fairly wide (2.0536.24 for CC and 1.9855.23 for MC).
The prognostic analysis in terms of PFS showed that performance status and MC remained in the model after the backward-elimination method. The preoperative clinical condition has been largely shown to be a prognostic factor in the pleural form of mesothelioma,30,31 but the same finding has not been demonstrated for the peritoneal counterpart, according to the authors with expertise in locoregional therapy. In this series, it is noteworthy that the performance status did not present a meaningful correlation with OS. This result could be attributed to the facts that the great majority of patients (89%) had a performance status of 0 and that the rate of events (deaths due to disease progression) was not high enough. The independent association between MC and PFS emerged after the multivariate analysis even in the absence of a significant correlation with PFS by univariate analysis. This could have resulted from the presence of a confounding factor among the clinicopathologic variables.
Other factors possibly related to prognosis according to the literature, such as age at diagnosis, sex, previous debulking in PM treated by CRS, and IPHP,11,21 were not shown to be predictive of outcome in our series. This lack of correlation is not surprising. Although our series is one of the largest published in the field of locoregional therapy, the sample size cannot be considered big enough to extrapolate reliable results.
p16, also known as INK4a, is a tumor-suppressor gene located on human chromosome 9 in the region 9p21. Two alternatively spliced gene products are encoded by p16: the proteins P16 and p14ARF. The p16(INK4a) protein, by inhibiting cyclin-dependent kinase, downregulates Rb-E2F and leads to cell-cycle arrest in the G1 phase. The p14(ARF) protein interacts with the MDM2 protein and neutralizes MDM2-mediated degradation of p53. Because p53/Rb genes are not altered in malignant mesothelioma, additional components of these pathways, such as p16(INK4a) and p14(ARF), are candidates for inactivation. The recent molecular genetic study on 45 primary malignant mesothelioma specimens revealed alterations of p16 in 31% of cases, promoter methylation in 9%, deletion in 22%, and point mutation in 2%.32 In our series, the immunoreaction of p16 was absent or reduced in 25 cases (71%), and this finding is in agreement with previous reports.32,33
EGFR is a cell-surface receptor involved in the regulation of cell growth and differentiation. The binding of the ligand to the receptor causes activation of its intrinsic tyrosine kinase activity and rapid internalization of the receptor-ligand complex into the cell; this leads to an increase in cellular proliferation, an increase in angiogenesis, inhibition of apoptosis, and expression of extracellular matrix proteins. The overexpression of EGFR is associated with a poor prognosis in some cancers. An earlier study showed EGFR immunoexpression in 69% of the epithelial type of diffuse malignant pleural mesothelioma, 44% of the sarcomatoid type, and 22% of the mixed type. No correlation between EGFR overexpression and prognosis was identified.34 Twenty-two (63%) of 35 cases showed diffuse and strong immunoreactivity for EGFR, a finding consistent with a previous study.35
The pattern of DMPM progression within the abdominal cavity suggests an important role of proteases, including the MMPs, in the evolution of the disease. Our study demonstrated the constant expression of MMP-2 and, to a lesser degree, of MMP-9. All the cases expressed MMP-2 to some extent, and 23 patients showed a 4+ staining intensity in DMPM cells. Overexpression of MMPs, particularly MMP-2 (gelatinase A), MMP-9 (gelatinase B), and MMP-11 (stromelysin 3), is related to tumor progression and metastasis in various carcinomas, including gastric, colonic, and pulmonary carcinomas.3638 In a study of pleural diffuse malignant mesotheliomas (DMMs) using semiquantitative gelatin zymography, increasing MMP-2 and proMMP-2 activity were independently associated with a poor prognosis, but MMP-9 activity had no prognostic significance.39 Only a few small studies have investigated MMP immunohistochemically on surgical specimens of DMM. The results were variable and not always consistent with those found by reverse transcriptase-polymerase chain reaction, Western blot, and gelatin zymography on DMM cell lines, as well as fresh tissue of DMM.3943
A study on the possible correlation of various clinical and pathologic factors with the prognosis in a series of DMPMs uniformly treated by CRS and IPHP, like ours, could be less biased than previous studies that addressed the same issue and included patients with different histological subtypes and different treatment modalities. The lack of correlation between the biological markers and the outcome in this study should be taken with caution because of the inherent limitations of the immunohistochemistry method in assessing these markers and because of the limited sample size of our series. Moreover, it is difficult to assess to what extent a selection bias could have occurred in this study. The subset of patients who fit the eligibility criteria for locoregional therapy is highly selected, and in that sense, this group might not be representative of the entire DMPM population. In addition, the retrospective nature of our series constitutes another methodological limitation of our study.
We conclude that CC, performance status, and MC seem to be the best determinants of outcome. These data need confirmation by a prospective formal trial. No biological markers presented a significant correlation with the outcome. However, their pattern of immunostaining, which suggests overexpression of EGFR, MMP-2, and MMP-9 and absent or reduced expression of p16, might be related to the underlining tumor kinetics of DMPM and warrants further investigation with other methods.
| ACKNOWLEDGMENTS |
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Received for publication March 4, 2005. Accepted for publication August 16, 2005.
| REFERENCES |
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