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Original Article |
1 Department of Surgery, Brigham and Womens Hospital, 75 Francis Street, Boston, Massachusetts 02115
2 Department of Chemistry, Massachusetts Institute of Technology, Building 6-221,77 Massachusetts Avenue, Cambridge, Massachusetts 02139
3 Department of Medicine, Division of Hematology/Oncology, Beth Israel Deaconess Medical Center, 330 Brookline Avenue, Room SL-B05, Boston, Massachusetts 02215
4 Department of Radiology, Beth Israel Deaconess Medical Center, 330 Brookline Avenue, Room SL-B05, Boston, Massachusetts 02215
Correspondence: Address correspondence and reprint requests to: John V. Frangioni, MD, PhD; E-mail: jfrangio{at}bidmc.harvard.edu.
| ABSTRACT |
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Methods: We developed an intraoperative near-infrared fluorescence imaging system that simultaneously displays surgical anatomy and otherwise invisible near-infrared fluorescence images of the surgical field. Near-infrared fluorescent quantum dots were injected intraparenchymally into the stomach, small bowel, and colon, and draining lymphatic channels and sentinel lymph nodes were visualized. Dissection was performed under real-time image guidance.
Results: In 10 adult pigs, we demonstrated that 200 pmol of quantum dots quickly and accurately map lymphatic drainage and sentinel lymph nodes. Injection into the mid jejunum and colon results in fluorescence of a single lymph node at the root of the bowel mesentery. Injection into the stomach resulted in identification of a retrogastric node. Histological analysis in all cases confirmed the presence of nodal tissue.
Conclusions: We report the use of invisible near-infrared light for intraoperative sentinel lymph node mapping of the GI tract. This technology overcomes the limitations of currently available methods, permits patient-specific imaging of lymphatic flow and sentinel nodes, and provides highly sensitive, real-time image-guided dissection.
Key Words: Sentinel lymph node mapping GI tumors Near-infrared light Quantum dots
| INTRODUCTION |
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The introduction of sentinel lymph node (SLN) mapping and biopsy by Morton et al.2 in the early 1990s revolutionized the assessment of nodal status for the spread of neoplasms, particularly for melanoma and breast cancer. The underlying hypothesis of SLN mapping is that the first lymph node to receive lymphatic drainage from a tumor site will contain tumor cells if there has been direct lymphatic spread.3 Current techniques of SLN mapping in breast cancer and melanoma involve preoperative injection of a radioactive colloid tracer (e.g., 99mTc sulfur colloid) followed by intraoperative injection of a visible blue dye (e.g., isosulfan blue). The dye allows limited visualization of afferent lymphatic vessels and the SLN, and the radioactive colloid tracer improves detection rate and confirms complete collection of the SLN with the use of an intraoperative handheld gamma probe.4
Some recent studies (discussed in detail below) of SLN mapping have also suggested its feasibility in many GI cancers.57 The SLN has been shown to accurately reflect the tumor status of regional GI nodes with 95% accuracy.5 However, methods developed for SLN mapping of other organs are not readily amenable to use with GI tumors. The ideal method should be sensitive, accurate, rapid, noninvasive, nonradioactive, and potentially usable in a laparoscopic setting. None of the current methods fulfills all of these criteria. Lymphatic mapping with blue dye results in a high rate of false-positive nodes because the small dye particles can readily diffuse through the true SLN and traverse multiple nodes.8 Additionally, blue dye has poor tissue contrast and is difficult to detect in deep, dark anatomical regions such as the abdomen. Although the use of radioisotope tracers has improved the detection rate and accuracy of GI SLN mapping, the high radioactivity of the primary injection site can interfere with intraoperative in vivo detection of nearby nodes. Additionally, if radioisotopes are injected during surgery, the time period required for the tracer to migrate to the SLN may delay the operative procedure. Conversely, preoperative injection of the radiocolloid tracer often necessitates endoscopy anywhere from 2 to 16 hours before surgery.9 This is difficult, if not impossible, to accomplish and is applicable only in endoscopically accessible regions of the colon and stomach. Finally, laparoscopic GI lymphatic mapping using radiolabeled colloid is technically limited by relatively inflexible laparoscopic gamma probes.10
We recently developed a near-infrared (NIR) fluorescence imaging system that permits real-time intraoperative SLN mapping by using optimized quantum dots (QDs).11,12 QDs are bright fluorescent semiconductor nanocrystals that contain an inorganic core and shell of metal and an outer solubilizing organic coating. These fluorescent biological labels are excellent probes for SLN mapping because they are highly fluorescent, nonradioactive, and visible deep within tissue.13 NIR light, otherwise invisible to the human eye, provides extremely high signal-to-background ratios without changing the look of the surgical field.
In this study, we investigated the feasibility of using NIR fluorescent QDs for intraoperative mapping of the lymphatic drainage of various GI organs, and for guiding excision of the primary draining node, in a patient-specific manner.
| MATERIALS AND METHODS |
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13%, and a stable oligomeric phosphine coating. The large-animal intraoperative NIR fluorescence imaging system used in this study has also been described previously in detail.11
Surgical Preparation
Adult Yorkshire pigs (n = 10; mean weight, 35 kg) of either sex were obtained from EM Parsons (Hadley, MA) and used in compliance with approved institutional protocols. General anesthesia was induced with 5 mg of intramuscular tamsulosin and 5% isoflurane/6 L of oxygen. Animals were intubated with a size 7 endotracheal tube, and anesthesia was maintained with 1.5% to 2% isoflurane. Maintenance intravenous fluid was infused, a vertical midline laparotomy was created, and the peritoneal cavity was entered for lymphatic mapping.
Lymphatic Mapping and SLN Identification
GI lymphatic mapping was performed by injecting 100 µL of either 2 µM of NIR QDs in phosphate-buffered saline (pH 7.4) or 1% (17.6 mM) isosulfan blue (Lymphazurin; BenVenue Laboratories Inc., Bedford, OH) subserosally by using a 27-gauge tuberculin syringe. Gastric injections (n = 3) were made into the body, approximately 5 cm from the lesser curvature, and colonic (n = 6) and jejunal (n = 6) injections were made near the mesenteric border. Completely reproducible subserosal injections were made by one surgeon after refinement of the technique. Lymphatic flow was visualized in real time by using the NIR imaging system. The first lymph node encountered on the path delineated by the tracer(s) was defined as the SLN. The time from injection to first appearance in the SLN was recorded.
NIR Fluorescence-Guided Nodal Dissection
After identification of lymphatic channels and the SLN, real-time imaging was used to guide dissection. Adjacent nodes that did not exhibit fluorescence were also excised as negative controls. Postresection NIR fluorescence imaging of the surgical field was performed to confirm that all nodal tissue had been excised. In a subset of injections, the identified SLN was not immediately dissected but was allowed to remain in situ for 4 hours to determine whether QDs migrated beyond the SLN.
Histological Analysis
Nodal tissue was cryosectioned at 6 µm onto Superfrost Plus slides (Fisher Scientific, Hanover Park, IL), and consecutive sections were stained with hematoxylin and eosin or photographed on an NIR fluorescence microscope.14
| RESULTS |
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Jejunal and Colonic Lymphatic Mapping
Tissue autofluorescence of the jejunum (Fig. 1A
) and colon (Fig. 2A
) was minimal. After subserosal injection of 200 pmol of QDs near the mesenteric border, lymphatic channels extending into the mesentery were immediately visible. Within 1 minute, a single lymph node deep within the mesentery was fluorescent (Figs. 1A
and 2A
). In all animals, the lymphatic channels between the injection site and the SLN were clearly visible. Peritoneal fluid, which was allowed to collect over the fluorescent SLN, did not affect visualization. There was no visible leak of QDs from lymphatic vessels or nodal tissue; minimal leakage of QDs at the injection site did not affect visualization of the lymphatic vessels or SLN. In all cases, fluorescent lymphatic channels terminated in one mesenteric SLN. Image guidance permitted all target SLNs to be easily removed with a high degree of precision. Adjacent nodal tissue was also resected and demonstrated no fluorescence (Fig. 1A
). Postresection imaging of the surgical site confirmed no residual fluorescent nodal tissue (Fig. 2B
). No noticeable inflammatory changes or edema was seen grossly or histologically in the injection site, mesentery, or nodal tissue. Both gross examination and fluorescence microscopy demonstrated that the QDs localize to the subcapsular and intermediate sinuses of the SLNs (Fig. 1B and C
).
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| DISCUSSION |
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SLN mapping has gained acceptance as a technique to assess the tumor status of the lymph nodes in breast cancer and melanoma. A decade of experience, together with large, multicenter clinical trials, has convincingly validated the SLN hypothesis, and the prediction of nodal status in these cancers now exceeds 95% in recent studies.15,16 Although numerous groups have demonstrated the feasibility of SLN mapping in GI cancers,57 reports have differed in their rate of prediction of nodal status by SLN mapping. In contrast to previous multi-institutional studies, Bertagnolli et al.17 found that the SLN procedure is not as accurate for colon cancer as it is for breast cancer or malignant melanoma. Significant limitations of that study, including low patient number, lack of standardization of injection technique, and technical complexity, highlight the inadequacies of the current SLN mapping technology. NIR light-guided SLN mapping provides unequivocal, real-time identification of the SLN, thus eliminating technical errors that lead to false-negative results.
GI SLN mapping also remains controversial because the results often do not affect the extent of the resection. The aberrant drainage patterns of the GI lymphatics have been cited as an obstacle to intra-abdominal SLN mapping.18,19 The complexity of the GI lymphatics, as evidenced by the high incidence of skip metastases, necessitates intraoperative patient-specific SLN mapping. Indeed, the results of such mapping may alter the planned boundaries of a radical lymphadenectomy if aberrant drainage is found. Additionally, because several reports have confirmed that current staging methods for GI tumors often underestimate micrometastases in regional lymph nodes, SLN mapping can direct the pathologist to critical regional lymph nodes for histopathologic analysis.2022 By allowing the pathologist to focus on one node, or even one area of one node, for analysis, SLN biopsy can potentially un-cover more micrometastatic disease, although the prognostic value of micrometastases in GI cancer remains the subject of much debate. Finally, if randomized trials someday demonstrate equivalency of limited versus radical lymphadenectomy in situations of negative SLN analysis, NIR fluorescent SLN mapping may obviate the need for aggressive, non-therapeutic lymphadenectomies in node-negative patients. This, in turn, might permit more resections to be performed laparoscopically. Thus, NIR fluorescent light-guided SLN mapping in GI cancers could potentially affect the clinical course by providing unequivocal identification of the SLN and by decreasing the morbidity associated with nontherapeutic radical lymph node resections.
For patients to benefit fully from the technology we describe in this study, sensitive analysis of the SLN at the time of operation will be required. Two recent advances suggest that this will soon be available. First, Ferris et al.23 have developed a fully automated quantitative reverse transcription-polymerase chain reaction instrument that provides SLN analysis in <30 minutes with 100% accuracy. Second, Bigio et al.24 have developed a fiberoptic, light-based method for analyzing resected SLNs that takes only seconds; in clinical studies, it provided a sensitivity of 75% and a specificity of 89%.25 As these technologies, and others, evolve, one can start to envision a seamless, real-time process for intraoperative SLN mapping, SLN resection, and SLN analysis.
Despite the worldwide validation of the SLN hypothesis and its growing use in many forms of cancer, the current technique has significant limitations, especially when used intra-abdominally. Blue dye cannot always adequately identify the SLN in abdominal malignancies as a result of poor tissue contrast and visualization in deep anatomical spaces. For this reason, some groups have used a radioisotope lymphatic mapping agent. Because of their slower transit time, however, most radiocolloids require preoperative endoscopic injection, thus severely limiting their clinical use. In contrast to lymphatic mapping with the blue dye method, in which success is defined as the identification of a blue lymphatic channel leading to a node, radiocolloid lymphatic mapping has no standard definition of success. Criteria defining a positive SLN have been largely arbitrary and empiric, usually based on ratios of background to SLN radioactivity. Detection of a true SLN with the radioisotope method can also be confounded by varying amounts of shine-through radioactivity from the primary injection site, essentially causing increased background radioactivity and decreasing ratio results. Overall, the learning curve for the current method of SLN mapping is anywhere between 30 and 60 cases.26 The technology we describe in this study virtually eliminates the learning curve because the entire procedure can now be performed under direct visual guidance and because the results are immediately visible.
Tracer particle size has an important effect on migration time in SLN mapping. Particles <5 nm partition into blood, those between 5 to 10 nm can migrate through nodal tissue and result in false-positive results, and those >1000 nm largely remain at the injection site.8 Blue dye contains particles <5 nm and thus can pass through the SLN and traverse multiple nodes in addition to becoming intravascular. Thus, SLN mapping with the blue dye method can lead to false-positive results. Various preparations of 99mTc have also been used in GI SLN mapping. Kitagawa et al.27 preoperatively injected 99mTc tin colloid into patients with gastric cancer and used a handheld gamma probe to identify highly radioactive nodes. At operation, the radioisotope was endoscopically injected either 2 or 16 hours before surgery. Radioactivity ratio analysis identified an average of 3.6 SLNs (range, 18) in 95% of patients. The need for endoscopically guided tracer injection before surgery, however, severely limits the utility of this agent. Finally, the ability to perform laparoscopic SLN mapping is limited by the relative inflexibility of present laparoscopic gamma probes.
GI SLN mapping using NIR QDs overcomes these limitations. Because QDs can be engineered to precise sizes, the potential for detecting multiple SLNs is less because the QDs will be retained in the first nodal tissue. Additionally, these optical biological probes are bright and can be seen at tissue depths of 1 cm, thus allowing visualization of a mesenteric SLN beneath often thick, adipose-rich mesentery. The intraoperative use of NIR QDs to visually map lymphatic flow and identify SLNs obviates the need for preoperative radiocolloid injections and the use of blue dye. Instead, surgeons can track lymphatic flow in real time and guide their nodal dissection with the aid of online video feed-back after one simple intraoperative injection. Preoperative endoscopic injection of QDs can also be used, both to intraoperatively localize tumor and to map the SLN. Unlike other tracers, QDs rapidly localize to and remain trapped in the SLN. During surgery, NIR fluorescence from the injection site does not interfere with visualization of the SLN on the video monitor, and the actual surgical field remains unchanged because NIR QDs are invisible to the human eye. Finally, the entire NIR-imaging system is portable and can be adapted to a laparoscopic platform.
A limitation to the clinical use of NIR QDs for SLN mapping is their potential toxicity. These biological probes presently contain heavy metals at their cores and an amphiphilic organic coating. Alone, cadmium, telluride, selenide, and alkyl phosphines have known acute and chronic toxicity, but their toxicities as precomplexed nanocrystals are unknown. In our nonsurvival animal studies, we found no evidence for acute toxicity; heart rate and rhythm, blood pressure, and oxygen saturation remained stable through prolonged operative procedures. As we reported elsewhere, extra polating known dose-effect relationships for inhalation and oral exposures of these heavy metals indicates that our dose of 200 pmol of NIR QDs corresponds to a dose 50 times lower than that defined as causing respiratory symptoms and 300 times lower than that required to produce renal insufficiency.12 Because most of the injected dose is removed by resecting the injection site and nodal tissue, toxicity may be negligible.
In summary, we report highly sensitive, real-time intraoperative SLN mapping of the GI tract by using invisible NIR light and fluorescent QDs. This novel technology overcomes many of the formidable limitations of current techniques and lays the foundation for future studies.
| ACKNOWLEDGMENTS |
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Received for publication May 13, 2005. Accepted for publication August 26, 2005.
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