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Original Article |
1 Department of Surgical Oncology, Memorial Sloan-Kettering Cancer Center, 1233 York Avenue, 16 I, New York, New York 10021
2 Department of Head and Neck Surgery, Memorial Sloan-Kettering Cancer Center, 1233 York Avenue, 16 I, New York, New York 10021
Correspondence: Address correspondence and reprint requests to: Chandrakanth Are, MD; E-mail: chandrakanth{at}hotmail.com.
| ABSTRACT |
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Methods: An extensive literature review was conducted to include all published reports on ATC. The changing trends in the management of anaplastic thyroid cancer were analyzed to summarize the current practice of management of ATC.
Results: Although ATC is rare, there has been a decline in its incidence worldwide. ATC accounts for more than half of the 1200 deaths per year attributed to thyroid cancer. Long-term survivors are rare, with >75% and 50% of patients harboring cervical nodal disease and metastatic disease, respectively, at presentation. ATC can arise de novo or from preexisting well-differentiated thyroid cancer. Surgical management has shifted from tracheostomy only for palliation to curative resection when possible. Tracheostomy is performed for impending obstruction rather than for prophylaxis. Radiotherapy has evolved from postoperative administration only to preoperative treatment, combining preoperative and postoperative treatment and using higher doses, along with hyperfractionating and accelerating dose schedules. Chemotherapy has changed from monotherapy to combination therapy, and newer drugs such as paclitaxel show promise. Similarly, novel angiogenesis-inhibiting agents are currently being used, with early reports of some benefit.
Conclusions: Despite multimodality approaches, ATC still carries a dismal prognosis. This should provoke innovative strategies beyond conventional methods to tackle this uniformly lethal disease.
Key Words: Anaplastic thyroid carcinoma Biology Pathogenesis Prognostic factors Treatment approaches
| INTRODUCTION |
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| EPIDEMIOLOGY |
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There are several reasons for this decline in ATC. Several cases of previously diagnosed ATC have been reclassified as lymphomas or undifferentiated medullary cancer by application of immunochemistry.8,4951 Some authors have suggested that previous or concurrent thyroid disorder (benign or WDTC) is a risk factor for the development of ATC.14,8,10,24,52,53 It is likely that aggressive resection for WDTC has reduced its incidence by eliminating the risk of dedifferentiation of WDTC to ATC.10 ATC is twice as common in areas with endemic goiter, and the decline could also be due to iodine prophylaxis.8,10,45,54 Similarly, improvements in socioeconomic status have been shown to be associated with a reduction in the incidence of ATC.54
| CLINICAL FEATURES |
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Most patients present with a rapidly enlarging mass.3,4,17 In their study extending over a 50-year period and consisting of 134 patients, McIver et al.52 noted that a rapidly enlarging mass was the most common presenting symptom in 97% of the patients. Hemorrhage into the mass may be associated with a rapid spurt in growth, with increasing pain and dysphagia. It is not unusual for the tumor volume to double in a span of 1 week.44 The mean size of the mass is 8 cm and ranges from 3 to 20 cm.8,45 Symptoms related to mechanical compression, such as dyspnea, stridor, dysphagia, neck pain, and hoarseness, are also present. Involvement of the cervical lymph nodes and recurrent laryngeal nerve is seen in up to 40% and 30% of patients, respectively.3,12,17 The surrounding structures, such as muscle (65%), trachea (46%), esophagus (44%), and larynx (13%), may also be involved in up to 70% of the patients.56 Evidence of metastatic disease is seen in 50% of the patients at presentation, and another 25% develop metastasis during the course of the illness. The lung is the most common site (80%), followed by bone (6%15%) and brain (5%13%).3,4,8,45,52,57 Other rare areas, such as cardiac and intra-abdominal metastasis, have also been reported.58,59 McIver et al.52 documented that 46% of their patients had evidence of metastatic disease at presentation and that 68% of the patients developed metastatic disease at some stage of their illness.
| PATHOLOGY |
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Similarly, Wolf et al.62 thoroughly analyzed 68 patients with ATC by using immunohistochemical methods and found that 65 patients had lymphoma and that the remaining 3 patients had tumors that suggested an epithelial origin. Lymphomas do not tend to display the marked cellular pleomorphism that is characteristic of ATC.4951,60 Medullary thyroid carcinoma can be differentiated from ATC by immunohistochemical staining for neuron-specific enolase, chromogranin, and calcitonin.63 Other immunohistochemical markers that may be helpful in correctly diagnosing ATC include vimentin, keratin,
1-chymotrypsin, and desmin.4,25,6466 ATCs rarely stain positive for thyroglobulin.67 Carcinoembryonic antigen can help to identify the squamoid variant.25,64 The spindle cell variant can be differentiated from sarcoma with immunohistochemical staining to anticytokeratin antibodies.
Four other variants of ATC deserve mention: insular carcinoma, pure squamous cell carcinoma, carcinosarcoma, and the paucicellular variant. Insular carcinoma was previously considered a variant of ATC, but Carcangiu et al.25,68 characterized and named this new entity in 1984. The diagnosis lies morphologically between WDTC and ATC, and the histological features include formation of solid clusters (insulae) containing a variable number of follicles, variable but persistent mitotic activity, capsular and vessel invasion, and frequent necrotic foci leading to the formation of periepitheliomatous patterns. The incidence of insular carcinoma is approximately 3%.69 It is postulated that WDTC progresses to ATC by dedifferentiation of insular carcinoma70,71 through overexpression of p53.69 Small-cell carcinoma of the thyroid is extremely rare and carries an even worse prognosis than ATC.72 The paucicellular variant and carcinosarcomas are equally rare and share the same dismal prognosis.
| PATHOGENESIS |
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This is further supported by the fact that coexistence of WDTCs and ATCs is very well documented.1,25,75,76 In fact, some studies have reported transition zones from WDTC to ATC in the same specimen and also findings of tiny foci of WDTC within ATC and vice versa.17,27 The reported rate of WDTCs being found in association with ATC ranges from 23% to 90%.1,4,6,810,16,17,22,25,52,53,69,74,7779 Although every type of WDTC can be found in association with ATC, papillary cancer is the most common type.4,8,10,25,52,78 Within papillary cancer, the biologically aggressive forms (insular and tall cell types) are found more commonly, thus further strengthening the theory of transformation from WDTC to ATC through the intermediate forms.1,69,8082 It has been suggested that if enough sections are taken, one will eventually find foci of WDTC in every specimen of ATC.53 In their series of 42 patients, by using entire organ sections, Ibanez et al.83 found foci of WDTC in all specimens. The inability to find foci of WDTC is thought to be due to inadequate sections or overgrowth of anaplastic cells over papillary cells.25
Evidence at the genetic and molecular levels also supports the possibility of anaplastic transformation. Because most of these data are gathered from anaplastic cell lines in vitro, they have to be interpreted with caution. The loss of expression of the tumor-suppressor gene p53 has been shown to be involved in the malignant transformation of colon, lung, and breast carcinoma.8486 Similarly, the loss of p53 or the presence of abnormal p53 can be responsible for transformation of WDTC cells to ATC.69,8789 Stoler et al.90 have noted that p53 alterations are rarely found in cell lines of WDTC. Along the same lines, re-expression of p53 in these cell lines has been shown to be associated with reversal of some aspects of the anaplastic transformation.36,87,90,91 These include restoration of chemosensitivity and radiosensitivity, inhibition of cellular proliferation, restoration of response to thyroid-stimulating hormone, and re-expression of thyroid peroxidase. The ploidy status has been studied to understand the process of anaplastic transformation. Whereas some authors92 have shown that WDTC and ATC share aneuploidy status, thus suggesting transformation, others75 have not (therefore supporting the de novo theory). There is enough evidence to suggest that anaplastic transformation of thyroid cancer does occur. What is not clear is whether ATC arises de novo as well, whether any specific types of WDTC are more prone to anaplastic transformation, and what mechanisms are involved. Understanding these pathways may be of help in developing treatment strategies for ATC.
| DIAGNOSIS |
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| PROGNOSTIC FACTORS AND CLINICAL COURSE |
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10,000/µL. Patients with a prognostic index
1 had a 62% survival rate at 6 months, whereas all patients with prognostic index of 3 and 4 died within 6 and 3 months, respectively. It is not clear whether patients with incidentally detected ATC fare better or worse compared with those with typical ATC.94,95 The favorable prognostic factors seem to include younger age, female sex, smaller lesions, small foci of ATC, and no evidence of metastatic disease.4,10,13 | SURGERY |
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The other aspect of surgical intervention is palliation in patients with disease that is not localized. It should be clearly understood that in these patients, surgery followed by chemoradiation only prevents death from asphyxiation and may not have any effect on the distant disease.5,6 This may improve survival by a few months by preventing asphyxiation. Survival may also be improved in patients in whom the primary tumor resembles ATC but the metastasis resembles WDTC rather than ATC. These patients should be selected very carefully and should always receive chemoradiation in addition to surgery to achieve local control. Tracheostomies are performed in patients with impending airway obstruction that cannot undergo local resection. Prophylactic tracheostomies are difficult to perform in the presence of a larger firm mass and are associated with significant immediate morbidity and a high incidence of postoperative healing problems that can delay RT. Hotling et al.97 noted that patients who underwent prophylactic tracheostomies had a lower survival rate of 2 months, compared with 5 months for patients who did not receive a tracheostomy. Nilsson et al.6 showed that the number of patients requiring tracheostomy has declined dramatically over the last four decades with proper application of RT. In their last series of 26 patients, only 1 required tracheostomy, thus suggesting that judiciously used RT can help avoid prophylactic tracheostomy with its attendant complications.6
| RADIOTHERAPY |
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Another modification of RT has been to follow a hyperfractionation protocol to keep up with the rapid doubling volumes of ATC.5,14,99 Initial attempts at hyperfractionated local RT combined with doxorubicin as a radiosensitizer by Simpson20 and Wong et al.100 proved disappointing: all patients died within 9 months and experienced high toxicity. To reduce toxicity, Kim and Leeper11,101 modified the protocol to administer 160 Gy per treatment twice daily for 3 days per week to a total of 5760 cGy in 40 days combined with doxorubicin 10 mg/m2 given 1.5 hours before RT. Although all patients died from distant disease, the median survival of 12 months was in improvement. Tenvall et al.14 modified this even further by administering preoperative (30 Gy) and postoperative (16 Gy) RT to a total of 46 Gy in 33 patients. The two groups were divided on the basis of the individual dose of RT, which was 1.0 and 1.3 Gy in the first and second group, respectively. They noted a marginal improvement in local control in the second group, with 4 patients surviving >2 years. This was followed by their more recent series of 55 patients with ATC who were treated similarly with hyper-fractionated RT, doxorubicin, and, wherever possible, surgery.99 The dose of a daily fraction of 1.0 Gy (group A), 1.3 Gy (group B), and 1.6 Gy (group C) divided the patients into three groups over three chronological time periods. Groups A and B received 30 Gy before surgery and 16 Gy after surgery, whereas group C received the entire dose before surgery. Overall, 5 (9%) patients survived >2 years, and there were no signs of local recurrence in 33 (60%) patients. Groupwise, there were no signs of local recurrence in 5 of 16 patients (group A), 11 of 17 patients (group B), and 17 of 22 patients (group C). More specifically, in patients who underwent operation, there were no signs of local recurrence in 5 of 9 patients (group A), 11 of 14 patients (group B), and 17 of 17 patients (group C). All these findings reached statistical significance, thus suggesting that RT can play a role in the management of select patients with ATC. There was also a significant correlation between accelerated RT and local tumor control, because none of the patients in group C (the most accelerated RT and subsequent operation) had local remnant tumor or local recurrence.
The efficacy of RT must be balanced with its toxicity. Kim and Leeper11 reported complications such as pharyngoesophagitis and tracheitis in their original series. Wong et al.100 noted skin changes, esophageal toxicity, and radiation myelopathy (two patients). Hyperfractionation permits the administration of higher doses over a shorter time with less toxicity.14,99 However, daily doses of >3 Gy can increase the incidence of myelopathy, and, therefore, caution should be applied. It seems that although RT does not alter the course of ATC in most patients, in combination with surgery and chemotherapy, it can prolong the short-term survival in a select subset of patients.
| CHEMOTHERAPY |
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| COMBINATION THERAPY |
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Although multimodality treatment has been shown to produce better results, controversy still persists regarding the timing of administering chemoradiation in relation to surgery. Besic et al.57 analyzed their work that included 79 patients with ATC and divided them into 2 groups: group I (n = 26) underwent operation only, and group II (n = 53) received chemoradiation. Of the 53 patients in group II, 12 patients underwent surgical exploration as well. There was no difference in survival between group I (25%) and group II (21%), but the best results (50% survival at 1 year) were obtained in the patients from group II who received chemoradiation and then underwent operation. This led to the suggestion that the appropriate time of chemoradiation is before surgery. Conversely, Sugino et al.95 reported their experience with 40 patients with ATC (29 typical ATC and 11 incidental ATC). Although some patients with incidental ATC had a better prognosis than the typical ATC patients, the remaining patients shared the same poor prognosis. RT did not improve the outcome in these patients with incidental ATC, and three of four deaths in this group were from local failure. The authors concluded that surgery should be the initial mode of treatment, followed by adjuvant therapy. Regardless of the disagreements about the sequence of treatment, multimodality therapy probably holds the best hope for future treatment strategies.
| REVIEW OF STUDIES |
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| NOVEL THERAPIES |
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ATC cells have been shown to be chemoresistant, and this could be due to their ability to produce P glycoprotein and MDR.121 The proteins can expel chemotherapy molecules out of the cells, although paclitaxel may be resistant to this action. This may explain the better response seen with paclitaxel when compared with the other chemotherapeutic agents.30 Ain et al.30 studied 20 patients who were treated with a 96-hour continuous infusion of paclitaxel every 3 weeks for 1 to 6 cycles. Of the 19 assessable patients, 53% had a complete response, with no reported toxicities grade >2. Although the course of the disease was not altered, the results revealed that paclitaxel may be the only agent to have any effect against ATC. In an elegant series of experiments from the M. D. Anderson Cancer Center, the effects of combining paclitaxel with manumycin (a farnesyl protein transferase inhibitor) were analyzed.3133 It was shown that manumycin was effective against ATC cells both in vivo and in vitro and that this effect was enhanced with the addition of paclitaxel, without any additional toxicity. Inhibition of angiogenesis and enhanced apoptosis have been proposed to be the mechanisms of action for their synergistic effects. Kotchetkov et al.34 studied the effects of bovine seminal ribonuclease against thyroid cancer cell lines in vivo. Bovine seminal ribonuclease 12.5 mg/kg was injected subcutaneously once a day on 20 consecutive days into nude mice with established ATC cell lines (850 5C). All tumor cell lines exhibited marked sensitivity, and this in vivo treatment caused significant tumor regression without any toxic effects, thus raising the possible beneficial role of bovine seminal ribonuclease. Franzen and Heldin35 investigated the effects of bone morphogenic protein 7 on ATC cell lines. The inhibition of four of six cell lines of ATC by bone morphogenic protein 7 was shown to be due to the inhibition of Cdk activity shifting the rb protein to the hyperphosphorylated state. Although none of these strategies produced any immediate benefits to patients, they do hold promise for the future.
Another new agent (vascular targeting agent) that has been used recently is combretastatin A4,122124 which works by targeting and blocking the newly formed blood vessels that supply the tumor. Combretastatin A4 is a small organic molecule found in the bark of the African bush willow tree (the Combretum caffrum tree, also known as the Cape Bushwillow). Zulu warriors used a substance derived from this tree to poison their arrow tips. Combretastatin A4 works by deranging the internal skeleton of newly formed blood vessels that supply tumors. New blood vessels are supported by tubulin only, compared with mature vessels, which also rely on actin. Because combretastatin A4 does not disrupt actin, it selectively blocks the blood supply to the tumor only. A phase I trial showed that the drug is vascularly active and is devoid of cytotoxic effects.122 One patient who received combretastatin A4 after exhausting all other options is still alive after 36 months.123 Combretastatin A4 has been shown to possess much longer-lasting effects on ATC cells than paclitaxel.124 Finally, gene therapy with a sodium iodine symporter may realize the possibility of applying radioiodine therapy to the treatment of dedifferentiated thyroid carcinomas.125,126
| CONCLUSIONS |
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The management of ATC has evolved significantly over the decades. Surgical management has changed from only tracheostomy for palliation to curative resection whenever possible. This should be attempted only when complete cervical and mediastinal disease can be excised without sacrificing major structures and causing excessive morbidity. Lymph node dissection should be performed only in the setting of complete curative resection. Patients operated on for a differentiated thyroid cancer and found incidentally to have foci of ATC should undergo complete curative resection with lymph node dissection. Tracheostomy should be performed for impending airway obstruction rather than on a prophylactic basis. Prophylactic tracheostomy has not been shown to prolong survival, is difficult to perform in the presence of a hard mass, is associated with wound-healing problems, and can delay RT, which may be the only modality to help prevent asphyxiation. RT has evolved from postoperative treatment to preoperative treatment, combining preoperative and postoperative treatments, administering higher doses, and using hyperfractionating and accelerating dose schedules. Chemotherapy has changed from monotherapy with doxorubicin to polytherapy based on doxorubicin or newer agents such as paclitaxel. Despite this, ATC still carries a dismal prognosis. This should provoke the development of innovative strategies beyond the conventional methods to tackle this lethal condition.
Received for publication June 15, 2005. Accepted for publication October 21, 2005.
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