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Original Article |
1 Department of Surgical Oncology, Unit 444, The University of Texas M. D. Anderson Cancer Center, 1515 Holcombe Boulevard, Houston, Texas 77030
2 Department of Surgery, The University of Toronto, Princess Margaret Hospital and Mount Sinai Hospital, Room 1224, 600 University Avenue, Toronto, Ontario, Canada M5G 1X5
3 Department of Radiation Oncology, The University of Texas M. D. Anderson Cancer Center, 1515 Holcombe Boulevard, Houston, Texas 77030
4 Department of Radiation Oncology, The University of Toronto, Princess Margaret Hospital and Mount Sinai Hospital, Room 1224, 600 University Avenue, Toronto, Ontario, Canada M5G 1X5
Correspondence: Address correspondence and reprint requests to: Peter W. T. Pisters, MD; E-mail: ppisters{at}mdanderson.org.
| ABSTRACT |
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Methods: Data from two prospective trials that included preoperative radiotherapy and surgery for patients with radiographically resectable RPS were combined to define long-term relapse rates and survival.
Results: Seventy-two patients with intermediate- or high-grade RPS were treated with preoperative radiotherapy (median dose, 45 Gy; range, 18.050.4 Gy). Fifty-four patients (75%) had primary RPS, whereas 18 (25%) had recurrent disease. The median tumor size was 15.5 cm. Sixty-four patients completed the planned preoperative radiotherapy; 57 (89%) underwent laparotomy with curative intent, and 54 (95%) had a macroscopically complete (R0 or R1) resection. With a median follow-up of 40.3 months, 28 patients (52%) who received preoperative radiotherapy and underwent a macroscopically complete resection had recurrences. For the 54 patients who underwent R0 or R1 resection after preoperative radiotherapy, the 5-year local recurrencefree, disease-free, and overall survival rates were 60%, 46%, and 61%, respectively. The median overall survival has not been reached (>60 months).
Conclusions: Patients with intermediate- or high-grade RPS treated with preoperative radiotherapy plus complete resection had a median survival >60 months. This compares favorably to historical data for similar patients treated with surgery alone.
Key Words: Retroperitoneal sarcoma Preoperative Radiation Resection Recurrence Survival
| INTRODUCTION |
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Because of the high rates of recurrence reported after resection of RPS, there has been evolving interest in the use of combined-modality treatment.17 Because local failure is the most common pattern of recurrence, the addition of radiotherapy has been proposed to improve local relapsefree survival and possibly overall survival rates. The use of surgery plus radiation for RPS is based on existing phase III trials that demonstrated improved local control rates for patients with extremity and trunk sarcomas treated with the combination of modalities.18,19 Patients with RPS may experience similar clinical benefits with the combination of surgery and radiotherapy.
Radiotherapy to the retroperitoneum is complex because of the frequently large field sizes and the proximity of radiosensitive structures. Preoperative radiotherapy for RPS has been proposed as being preferable to postoperative radiotherapy for several reasons20: the tumor is readily definable before surgery, the tumor displaces the radiosensitive viscera outside the treatment field, and the biologically effective dose of radiation may be lower before surgery than after surgery. To date, however, no randomized trial has examined the role of preoperative radiation for RPS. Our groups have previously reported on the feasibility and toxicity of preoperative radiation for RPS observed in two prospective single-arm trials.21,22 In this study, we combined the data from these two trials to evaluate the long-term outcome of patients with operable RPS treated with protocol-based preoperative radiotherapy followed by complete surgical resection.
| METHODS |
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Before protocol enrollment, patients were evaluated with a baseline history and physical examination, laboratory tests, computed tomography (CT) and/or magnetic resonance imaging of the abdomen and pelvis, and chest radiography or chest CT. Only patients with sarcomas that were believed to be potentially resectable on pretreatment CT or magnetic resonance imaging and with no evidence of distant metastatic disease were eligible. Patients were excluded if they had previously received radiotherapy to the abdomen or pelvis at the site of the current RPS. Exclusion criteria applied at The University of Texas M. D. Anderson Cancer Center but not at the University of Toronto were a Karnofsky performance score <70, a platelet count <100,000/µL, and a serum creatinine level >1.6 mg/dL.
Protocols
Separate study protocols were administered at each participating center to examine the effect of preoperative radiotherapy on patients with localized, potentially resectable RPS (Table 1
).21,22 The Toronto Sarcoma Group (University of Toronto, Princess Margaret Hospital, and Mount Sinai Hospital) conducted a pilot study that evaluated the effects of preoperative external beam radiotherapy followed by complete resection and postoperative brachytherapy. The M. D. Anderson Cancer Center conducted a phase I trial to define the maximum tolerated dose of preoperative external beam radiation with concurrent fixed-dose continuous-infusion doxorubicin followed by resection and electron beam intraoperative radiotherapy (IORT).
Radiotherapy
At both centers, radiotreatment planning was performed by using three-dimensional CT with oral contrast to outline the gastrointestinal tract. The gross tumor volume was the primary or recurrent tumor as defined by CT. The radiation dose was prescribed to the isodose line that encompassed the volume of interest, which was typically 95% to 98%. Special treatment positioning techniques were used as needed on an individual basis.21,22
At the University of Toronto, Princess Margaret Hospital, and Mount Sinai Hospital, the planned preoperative radiation dose was 45 Gy. A radiation boost was administered after surgery via brachy-therapy in selected patients. The decision to place afterloading brachytherapy catheters was made during surgery and was dependent on the surgeons assessment of the margins at greatest risk for residual disease and the appropriate geometry for a stable planar implant. Brachytherapy catheters were placed on the resection bed at the conclusion of the resection.22 The parallel orientation of the catheters was maintained by using absorbable sutures to secured Vicryl mesh (Ethicon, Inc., Somerville, NJ).23 Catheters were spaced 1 cm apart on the surgical bed, secured with absorbable sutures to Vicryl mesh, and brought out through the skin via a separate stab wound. Typically, three to eight catheters were placed. Closed-suction drains were positioned intra-abdominally adjacent to the catheters to prevent serous weeping through the catheter sites at the level of the skin. When the patient recovered from the resection, as evidenced by the return of gastrointestinal function (usually 7 to 14 days), brachytherapy was administered with a planar implant to a dose of 25 Gy by using an afterloading iridium 192 pulsed dose rate brachytherapy unit. During the study, it became apparent that brachytherapy to the upper abdomen was associated with a high rate of significant morbidity22; the protocol was then modified, and brachytherapy was used selectively only in the lower abdomen/pelvis.
At M. D. Anderson Cancer Center, patients received low-dose doxorubicin concurrently with external beam radiotherapy for 4 to 5 weeks, depending on the total radiation dose.21 Doxorubicin 4 mg/m2 was administered as a 15- to 30-minute bolus intravenous infusion on days 1, 8, 15, and 22 (i.e., the first day of each week of radiation). After radiotherapy was completed, another cycle of doxorubicin 4 mg/m2 was given by continuous infusion for 4 days on days 1 to 4, 8 to 12, 15 to 19, and 22 to 26. The doxorubicin dose was adjusted for individual patients if needed on the basis of the toxicity experienced.21 Over the course of the study period, the radiation dose was escalated from 18.0 to 50.4 Gy. After resection of the RPS, 15 Gy of IORT was administered to the bed of the resected tumor. IORT was delivered through a 7- to 12-cm cone with the radiation dose prescribed to the 90% isodose line by using a 9-MeV electron beam. IORT was not administered if, in the judgment of the operating surgeon, the resection of the RPS had been so long or so complex that the additional operative time required for IORT might be detrimental to the patient.
Surgical Resection
Laparotomy for resection of the RPS was performed 4 to 8 weeks after completion of preoperative radiation. The goal of resection was macroscopically complete removal of the tumor, including adjacent organs as indicated on the basis of the operative findings. Patients were not eligible for either protocol if deliberate partial resection (R2) was planned. Standard histological evaluation of the resected specimen was performed. An R0 resection was defined as a macroscopically complete resection with microscopically negative pathologic margins, an R1 resection was defined as a macroscopically complete resection with microscopically positive pathologic margins, and an R2 resection was defined as a macroscopically incomplete resection.
Follow-Up
In both trials, patients were followed up with physical examination, CT of the abdomen and pelvis, and chest radiography at least every 6 months for 5 years and then annually. Patients were examined and imaged earlier if new symptoms developed between regularly scheduled follow-up visits. Recurrence was defined as the appearance of a new mass or masses as compared with baseline postoperative imaging. No patient was lost to follow-up.
Data Collection
Data obtained from each center were merged into a single database for analysis. The following data were collected for each patient: demographics; tumor histological characteristics, grade, and size; operative details; radiation dose; pathologic margin status; date and site of recurrence; date of and status at last follow-up; and date of death. Local failure was defined as disease recurrence in the abdomen, including the peritoneal cavity, retroperitoneum, or both. Distant failure was defined as recurrent disease at an extra-abdominal site or within the parenchyma of the liver.
Statistical Analyses
All data are presented as percentages of patients or the median value with ranges. The
2 test was used to assess differences in variables. Recurrence and survival were measured from the date that preoperative radiation was initiated. Actuarial survival curves were constructed according to the method of Kaplan and Meier, and the log-rank test was used to assess the association of clinicopathologic and treatment variables with recurrence and survival. Statistical significance was set at P < .05 (two tailed).
| RESULTS |
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Seventy-five percent of patients received a total preoperative external beam radiation dose of at least 45 Gy (Table 3
). Because of the differences in the two institutions protocols, patients at the University of Toronto were more likely to have received at least 45 Gy of preoperative radiation (88%) than patients treated at M. D. Anderson Cancer Center (54%). Thirty-five patients (49%; all from M. D. Anderson Cancer Center) also received doxorubicin concurrently with preoperative radiotherapy. The toxicities observed in each of the trials have been previously reported.21,22
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Patterns of Recurrence
With a median follow-up of 40.3 months, 28 (52%) of the 54 patients who received preoperative radiation and underwent grossly complete resection developed recurrent disease: 17 patients (31%) with local failure, 8 patients (15%) with distant failure, and 3 patients (6%) with both local and distant failure. The median time to development of recurrence was 17.2 months (range, 3.230.0 months). The most common site of distant metastatic disease was the lungs (7 of 11 patients; 64%). None of the clinicopathologic factors analyzed for a possible association with overall recurrence proved to be significant, including male sex (P = .36), age >55 years (P = .68), histological subtype (P = .32), preoperative radiation dose
45 Gy (P = .13), and presentation with recurrent RPS (P = .15).
Survival
Local recurrencefree survival was calculated for the 54 patients who underwent grossly complete resection. At a median follow-up of 40.3 months, the median local recurrencefree survival had not been reached. The 2- and 5-year local recurrencefree survival rates were 79% and 60%, respectively (Fig. 2
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45 Gy of preoperative radiation rather than lower doses (median, 39.0 vs. 16.3 months, respectively; P = .16). There was no association of disease-free survival with sex (P = .33), patient age (P = .66), tumor grade (P = .87), tumor size (P = .82), or treatment with IORT or brachytherapy (P = .87).
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| DISCUSSION |
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Most studies of RPS have reported 5-year local recurrence rates of 30% to 60% and overall survival rates of 20% to 70% in patients who underwent resection (Table 4
).2,3,7,8,24,25 Patients with high-grade tumors, however, have been reported to have increased rates of disease recurrence and decreased overall survival, with 5-year overall survival rates ranging from 20% to 50%.2,24,25 In this study, despite the inclusion of only high-risk patients with intermediate- or high-grade tumors, patients who received preoperative radiotherapy and who underwent macroscopically complete resection had a 5-year local recurrencefree survival rate of 60% and a median overall survival that exceeded 60 months. Although direct comparison of results between studies is difficult, our results compare favorably to historical data for patients treated for RPS of comparable grades.
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Analysis of patterns of failure in this study demonstrated that even in patients with intermediate- or high-grade disease, the predominant pattern of recurrence was local failure. In fact, 20 of the 28 patients who had recurrences had local failure alone or with distant failure. Other investigators have also reported that local recurrence is the predominant form of relapse.2,5,7,8,25,28,29 Lewis et al.8 reported a 41% local recurrence rate at 5 years for a group of patients followed up prospectively after surgery for RPS of any grade. Similarly, Karakousis et al.2 reported that for patients with a minimum follow-up of 5 years, the overall rate of local recurrence was 46%, but for those with a minimum follow-up of 10 years, it was 60%. Ferrario and Karakousis25 reported a 10-year local recurrence rate of 66%. Taken together, these data emphasize that local recurrence is a major problem after surgical extirpation of RPS and provide an additional impetus for further studies of radiotherapy as a means to decrease local recurrence rates.
A recently activated American College of Surgeons Oncology Group phase III trial (ACOSOG Z9031) will better define whether the favorable outcomes of this study are a result of patient selection or true therapeutic benefit attributable to preoperative radiotherapy. In ACOSOG Z9031, patients with primary soft tissue sarcoma of the retroperitoneum or pelvis are randomized to receive either surgery alone or preoperative radiation followed by resection. Primary end points of the Z9031 trial are overall survival and progression-free survival, including progression of residual microscopic disease (i.e., local recurrence) and progression of residual macroscopic disease (i.e., progression of grossly evident disease in the subset of patients who do not undergo a grossly complete resection). An important component of ACOSOG Z9031 is the correlative science studies; tumor tissue and whole blood/serum are being collected for gene expression microarray analysis, protein microarray analysis, and serum proteomic analysis. The trial is open for intergroup participation through the National Cancer Institutes clinical trials support unit. The accrual goal for the trial is 370 patients.
In summary, our findings demonstrate that pre-operative radiotherapy combined with surgical resection of RPS is feasible and safe. In addition, we report that patients with intermediate- or high-grade RPS treated with preoperative radiotherapy plus surgery had a median survival >60 months, which is seemingly better than that of historical controls. Although the 5-year local recurrencefree survival rate was 60%, local failure remained the predominant pattern of recurrence. On the basis of this report, as well as prospective studies of extremity sarcoma that have demonstrated improved local control with combined modality therapy, it is clear that further studies of preoperative radiotherapy plus surgery in larger cohorts of patients are warranted. Reasonably powered clinical trials are needed to detect any recurrence-free and overall survival benefit of combined-modality management. Given the rarity of RPS, the effect of investigational treatment can be determined only through multi-institution participation in large cooperative trials.
Received for publication June 3, 2005. Accepted for publication October 3, 2005.
| REFERENCES |
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