| HOME | HELP | FEEDBACK | SUBSCRIPTIONS | ARCHIVE | SEARCH | TABLE OF CONTENTS |
Original Article |
1 Unit of Surgical Oncology, Institute for Research and Cure of Cancer, 10060 Candiolo, Italy
2 Unit of Medical Oncology, Institute for Research and Cure of Cancer, 10060 Candiolo, Italy
3 Unit of Radiation Therapy, Institute for Research and Cure of Cancer, 10060 Candiolo, Italy
Correspondence: Address correspondence and reprint requests to: Paolo Massucco, MD; E-mail: pmassucco{at}mauriziano.it
| ABSTRACT |
|---|
|
|
|---|
Methods: From June 1999 to December 2003, 28 patients with locally advanced pancreatic cancer (group 1) were enrolled for institutional trials of gemcitabine-based chemoradiotherapy. Tumors were stratified as unresectable or borderline resectable according to the pattern of vascular involvement at pretreatment computed tomographic scan. Patients with partial response or stable disease and in-range Ca19-9 were surgically explored. Perioperative outcome and survival of group 1 were compared with 44 patients primary resected for localized cancer with or without adjuvant treatment in the same time period (group 2).
Results: Only one unresectable tumor was successfully resected compared to 7 out of 18 (39%) that were borderline resectable. Operations after chemoradiation were 1 hour longer and postoperative stays 5 days longer, but transfusion rate, morbidity, and mortality were not significantly different. Median survival was 15.4 months for group 1 (>21 for resected vs. 10 for not resected, P < 0.01) and 14 months for group 2. In both groups, a disease-free survival beyond 24 months was recorded only among patients resected with negative margins.
Conclusions: The conversion of an unresectable cancer to a resectable one is a rare event. On the contrary, the resection of a borderline resectable tumor was successfully accomplished in one-third of cases. Chemoradiotherapy did not increase the operative risk, but the interventions were more technically demanding and required a longer postoperative stay. Patients resected after chemoradiation for a locally advanced tumor had at least the same survival as those primary resected for a localized one. Only R0 resections in both groups gave the chance of disease-free survival longer than 24 months.
Key Words: Pancreatic neoplasm Combined modality therapy Surgery Locally advanced cancer
| INTRODUCTION |
|---|
|
|
|---|
Since 1999, patients presenting at our institution with a locally advanced pancreatic adenocarcinoma were enrolled in a phase II chemoradiation treatment protocol. The results of this study have been reported elsewere.19 In this report, we present the perioperative and long-term outcomes of patients resected after chemoradiation, comparing them with primary resections consecutively performed during the same time period.
| PATIENTS AND METHODS |
|---|
|
|
|---|
Ca19.9 serum level was recorded at registration. The treatment protocol of the first 23 patients has been previously detailed.19 In brief, patients received three-dimensional conformal radiotherapy with high-energy X-rays; the clinical target volume (CTV) included the entire lesion and the nodal areas at risk for a total dose of 45 Gy (1.8 Gy/day). Concurrent chemotherapy consisted of gemcitabine administered as a 60-minute intravenous infusion each Monday and Thursday for 5 weeks. Gemcitabine was given within 2 hours before radiation treatment at a dose of 100 mg/ m2 twice weekly in the first 15 patients. The dose was reduced to 50 mg/m2 twice weekly in the subsequent eight patients because of the toxicity observed and the difficulty in giving the planned dose. The last five patients were enrolled in a novel institutional protocol and received two courses of induction gemcitabine- and oxaliplatin-based chemotherapy before chemoradiation. Eligible patients had to sign an informed consent form before enrollment into the trials.
Response Assessment and Indication for Operation
The therapeutic response was evaluated according to responce evaluation criteria in solid tumours (RECIST) criteria by a CT scan performed 68 weeks after the end of treatment. Surgical exploration was scheduled in patients who experienced downsizing of the mass or had a stable disease with in-range Ca19-9. In the absence of distant progression at laparotomy, a pancreatic resection (Whipple procedure or distal splenopancreatectomy) with extended lymphadenectomy was performed as previously described.20 In summary, the lymphadenectomy field included the nodal groups of hepatic pedicle, hepatic artery, CA, SMA on its right and anterior aspect, and the preaortic retroperitoneal tissue between the CA and inferior mesenteric artery. A total pancreatectomy was performed if a free pancreatic resection margin was not obtained from intraoperative frozen section examination. When an adhesion between the tumor and portal/mesenteric vein wall precluding the identification of a clear cleavage plane was encountered during the dissection, a vein resection was performed without any attempt to directly document the supposed vein infiltration during the operation. Pathological stage was defined according to the International Union against Cancer (UICC) classification system.21 Resection margins, including the retroperitoneal and uncinate surfaces, were checked for neoplastic invasion. Nodal metastases were classified as regional or extraregional if found in the preaortic nodal group.
Analysis of Results
The perioperative and long-term outcomes of group 1 patients were compared with a group of 44 patients who in the same period underwent a primary resection for localized ductal adenocarcinoma with or without adjuvant gemcitabine-based chemotherapy or chemoradiation (group 2). The adjuvant therapy has been given since the year 2002 in patients who were able to start the treatment within 2 months of operation. Mortality, morbidity, operative time, transfusion rate, and hospital stay were recorded. All patients were followed by abdominal ultrasound and CA19-9 dosage every 4 months for the first 2 years and every 6 months thereafter. A thoracoabdominal CT scan was performed yearly. Additional tests (i.e., cytology on ascites or pleural effusion) were performed when a recurrence was suspected. Data were prospectively collected on a dedicated database. Survival was computed from the date of treatment initiation, i.e., the starting date of medical treatment for group 1 and the date of operation for group 2. The site of recurrence was recorded as local (any mass in the resection field), peritoneal, or distant. Follow-up was updated at June 2005.
Continuous variables were expressed as mean ± standard deviation and compared with a two-tailed t-test. Categoric variables were compared with K-square or Fishers exact test as appropriate. Survival curves were estimated with the Kaplan-Meier method and compared by the log-rank test. Overall survival was computed considering as events all the deaths whatever the cause, including postoperative deaths. The events considered for disease-free survival computation were all deaths and all recurrences. An analysis of prognostic factors for survival was performed including all resected patients from groups 1 and 2 and considering as covariates sex, age >70 years, type of operation (partial vs. total pancreatectomy), perioperative transfusions, grading (G1-2 vs. G3), T stage (T1-2 vs. T3), N stage (positive vs. negative), presence of neoplastic emboli, presence of perineural invasion, R status, neoadjuvant therapy (resection after neoadjuvant therapy vs. primary resection), and any form of chemotherapy (neoadjuvant or adjuvant therapy vs. primary resection alone). P < 0.05 was considered significant in all cases.
| RESULTS |
|---|
|
|
|---|
|
Toxicity and Response
All 28 group 1 patients were assessable for toxicity. A detailed report of toxicities registered during our first institutional protocol has been previously reported.19 In summary, at the gemcitabine dose of 100 mg/m2, three of the 15 patients had to stop the treatment because of toxicities >G3. One patient needed hospitalization for gastrointestinal toxicity, and three required a temporary interruption because of hematological and gastrointestinal toxicity. The median dose received was 65% of the planned dose. At the 50 mg/m2 dose, all patients completed the treatment; none needed hospitalization. The median dose received was 80% of the planned dose; no one needed dose reduction. Among the five patients treated with the new protocol, all completed the induction chemotherapy course but two required interruption of chemotherapy during radiation. No deaths or life-threatening toxic reactions were directly attributable to chemoradiation.
Of the 23 patients who were assessable for response, we observed a partial response in five (22%), stable disease in 14 (61%), and disease progression in four (17%). All partial responders had a borderline resectable tumor at presentation. Among the four patients who had disease progression, three developed distant metastases and one, a portal thrombosis. The latter was the only case of evolution from borderline resectability to unresectability because of local progression. A reduction of serum Ca19.9 was observed in 15 of 21 (71%) patients with an elevated level at presentation. Normalization (complete marker response) was evidenced in five patients, three with partial response and two with stable disease.
Eight patients (29%) were scheduled for operation, five with a partial response and three with stable disease but in-range Ca19.9 at restaging (two for normalization and one in-range at presentation). All patients explored were successfully resected. Considering the pretreatment resectability status, seven of the 18 (39%) borderline resectable cases underwent a pancreatic resection, including all four cases with isolated vein stenosis. Only one unresectable patient (for a limited vein thrombosis) was brought to resection. Of the 11 borderline resectable patients who did not undergo operation, one died of sepsis related to hepatic abscesses before surgical evaluation, four were not available for response, four had disease progression, and two had stable disease but were not explored because of stomach infiltration in one case and increasing serum marker in a head neoplasm with adhesion to the CA, SMA, and portal vein in the other.
Surgery and Pathology
The operations performed for group 1 patients were four duodenopancreatectomies and four total pancreatectomies. In three cases, a segmental resection of the superior mesenteric vein was necessary. One patient died 2 months after operation due to failure to thrive after a biliary leak treated radiologically. Complications were registered in four cases: one biliary leak, one pancreatic fistula, and two delayed gastric emptying. No reoperations were necessary.
In the same period, group 2 patients underwent 28 pancreatoduodenectomies, 13 total pancreatectomies, and three distal splenopancreatectomies. Resection of the mesenteric vein confluence was needed in one patient. Two patients died in the postoperative period. One patient was reexplored for hemoperitoneum associated to a pancreatic fistula and died of septic shock. Another patient died of systemic candidiasis without evidence of abdominal complications. Morbidity was 36% (16/44). The more frequent complications were pancreatic fistula (five cases) and delayed gastric emptying (three cases). Reoperations were performed in four patients: for pancreatic fistula in two cases, leak from gastroenteric anastomosis in one, and segmental colonic necrosis in one.
The analysis of perioperative outcome was performed excluding the three distal pancreatectomies from group 2, leaving 41 patients with a head cancer for comparison with group 1 resected cases. Mortality, morbidity, and transfusion rate were not significantly different between the two groups. However, operative time was 1 hour longer and hospital stay was 5 days longer for group 2. This comparison is reported in Table 2
.
|
Group 2 patients had a significantly higher node-positivity rate. The mean number of positive nodes was 4.5. Clinically unsuspected extraregional positive nodes (stage IV) were found in five cases. There was a trend toward a higher rate of retroperitoneal margin positivity. The pathological features are presented in Table 3
.
|
|
|
Patterns of recurrence were similar in the two resected groups. Among group 1 resected patients, two experienced a local relapse (one isolated and one local and peritoneal), one peritoneal and two distant. In group 2 patients, the site of first recurrence was documented in 26 cases: 12 local (four isolated and eight with distant metastases), one peritoneal, and 13 distant (two with peritoneal disease).
The univariate analysis of overall survival for all group 1 and 2 resected patients identified as prognostic factors "any form of chemotherapy" (median 20.6 months for treated vs. 10.9 for untreated patients, P = 0.05) and R status (median 22.3 months for R0 vs. 9.5 for R1, P < 0.02). R status was the sole prognostic factor for disease-free survival (median 8.7 months for R0 vs. 5.5 for R1, P = 0.04). R status was significantly related to local recurrence rate (67% for R1 patients vs. 20% for R0, P < 0.01). No one with retroperitoneal positive margins survived beyond 24 months.
| DISCUSSION |
|---|
|
|
|---|
The definition of the patient population is crucial for evaluating the potential role of surgery for locally advanced tumors. We applied rigorous radiological criteria to clearly define our study population. In agreement with other centers,24,25 we consider a high-quality CT scan as an objective, reproducible, and reliable technique for pretreatment staging, identification of subsets of patients on the basis of vascular involvement, and definition of resectability status. In our opinion, a portal thrombosis or a major artery (SMA or CA) encasement should be regarded as unresectability criteria. Whereas patients showing an arterial abutment or in whom a vein resection can be anticipated from narrowing of the vein lumen should be classified as marginally resectable. In the present experience, we succeeded in resecting 39% of borderline resectable tumors while, on the contrary, patients with truly unresectable neoplasms rarely became resectable. Our data clearly show that stratification of locally advanced neoplasms according to resectability status (truly unresectable or borderline resectable) is mandatory to evaluate the results of chemoradiation protocols and should be routinely reported.
The inclusion of four patients with an isolated vein stenosis among the locally advanced tumors was dictated by the observation that, in our previous experience, patients requiring a vein resection were less likely to receive a curative operation, due to the higher rate of positive retroperitoneal margins in comparison with patients operated without a vein resection. The same finding has been recently reported in a larger series from the M. D. Anderson Cancer Center.26 This prompted us to change our therapeutic strategy and resulted in a lower rate of vein resections in the group of primary resected patients in comparison to our previous reported series (1/41 vs. 22/100). Our current attitude is to consider for a program of resection and adjuvant treatment only patients with intrapancreatic cancers or abutting at most on the vein axis and to treat with chemoradiation more advanced stages, including patients with an isolated vein stenosis, in order to obtain a lower rate of positive margins.
The second debatable issue concerning the role of operation in locally advanced cancer is the indication for surgical exploration on the basis of the restaging CT scan. In the Memorial Sloan Kettering series, only patients showing a partial response allowing anticipation of a curative resection were referred for surgery.22 Contrarily, at Duke University, all patients without portal thrombosis or arterial encasement were explored.9 Those authors could resect many patients showing arterial abutment on the CA or SMA with a low rate of positive margins at final pathology. We adopted an intermediate policy, considering for resection not only partial responders at restaging but also cases of stable disease with normalization of serum markers as a surrogate for pathological response. In these cases, we did not find any sign of disease progression precluding resection at laparotomy.
The possibility of rendering resectable a locally advanced cancer by chemoradiation relies on the capability of downstaging the lesion and sterilizing the perivascular neoplastic tissue. According to previous reports,2729 our data show an evident nodal downstaging in terms of percentage of node-positive cases, number of positive nodes for case, and type of node group involvement (regional vs. extraregional) when locally advanced were compared with localized tumors. This resulted in a significant lower final UICC stage for group 1 resected patients despite the more advanced clinical stage at presentation. Moreover, we observed a trend toward a higher rate of curative resections (i.e., with negative microscopic margins) after chemoradiation in comparison to primary resected cases. Although it is not yet proved if chemoradiation increases the percentage of negative retroperitoneal margins, 30 this is a crucial point because margin status is the most powerful predictor of survival in many series, including the present one. Therefore, indications for resection should be based on the estimate of the grade of pathological response. Unfortunately, the current generation CT is unable to distinguish between neoplastic and fibrotic tissue. So, if, on the one hand, CT scan should be considered adequate to stage patients at presentation, on the other hand, it is unreliable for evaluating the response to treatment. One of our patients with a pathological partial response had stable disease on CT (data not shown). Data from Duke University show that posttreatment CT scans overestimate the unresectability status, thus precluding the chance of resection in 20% of patients.31 We clearly need new radiological tools capable of estimating the pathological response after combined modality treatment. CT-positron emission tomography or dynamic RM could give useful information in the near future. In the meantime, lacking reliable biological or radiological restaging criteria, it may be that a more aggressive policy than the one we adopted (i.e., to explore all patients without disease progression) could improve the rate of resections.
As for perioperative results, our data conflict with other published series. In 1997, Spitz et al.32 reported the postoperative results of a group of 41 localized tumors resected after chemoradiation compared with 19 primarily resected. They stated that operation after preoperative treatment was not associated with increased blood loss or hospital stay. Our experience is somewhat different. Pancreatectomy after chemoradiation shares the same difficulties of resection in the setting of chronic pancreatitis. In particular, we encountered in each case a sclerotic reaction that rendered problematic finding cleavage planes around major vessels and, moreover, having a good intra-operative determination of neoplastic spread. These findings may be due to the more advanced stage of our patients or the different protocol of treatment. Besides, even if morbidity was not substantially higher than in our previous report, patients required a longer postoperative stay because they are more fragile compared with those primarily resected and need a longer time to resume performance status allowing discharge.
Survival data were encouraging. Patients resected after chemoradiation had significantly longer survival than those not resected. Although they represent two groups of patients not directly comparable because the resected group includes less advanced tumors with better response to treatment, we think that this survival advantage can be attributed to the direct impact of resection on the natural history of the disease. In 2000, Snady et al.33 compared a group of patients treated with chemoradiation with or without resection to a group of less advanced cancers treated with resection with or without adjuvant therapy. They stated that for the first time the negative impact of a more advanced stage was reversed by changing the therapeutic strategy. This finding resulted, on the one hand, from the extraordinary survival of patients not resected after their chemoradiation protocol (median 21 months) and, on the other hand, from the suboptimal survival of their patients resected and treated with adjuvant therapy (median 16 months). In our opinion, these data should not be used to propose chemoradiation as initial treatment for every stage of pancreatic cancer and to minimize the role of surgery. We made the same type of comparison. Our data show that group 1 resected patients had at least the same prognosis as group 2 treated with adjuvant chemotherapy. On the contrary, group 2 patients who had not had adjuvant therapy had the same median survival as patients treated with chemoradiotherapy alone. The former finding could be interpreted as a confirmation of the potential role of preoperative chemoradiation in reversing the expected negative impact of a more advanced clinical stage, whereas the latter underscores the fact that surgery alone is not an adequate treatment for localized cancer. However, the most prominent considerations drawn from our data are the association of resection with improved survival and the importance of negative margins. In fact, disease-free survival beyond 24 months was possible only among patients resected in both groups. However, patients resected with positive margins had the same prognosis as patients treated with chemoradiation alone.
In conclusion, when patients were stratified according to the pattern of vascular involvement, the conversion of a truly unresectable cancer to a resectable one was a rare event with our current chemoradiotherapy regimes. On the contrary, the resection of a borderline resectable tumor after chemoradiation was accomplished in one-third of these patients with negative margins in most cases. Resections after chemoradiation in this group of patients did not increase the overall morbidity but were more technically demanding than primary resections for localized cancers, and patients required a longer postoperative stay. Patients resected after chemoradiation for a locally advanced tumor had at least the same survival as patients primarily resected for a localized cancer. However, in both groups, disease-free survival beyond 24 months was possible only for patients resected with negative margins. The potential of chemoradiation to increase the rate of microscopic curative resections for borderline resectable locally advanced tumors and the criteria for deciding which patients to refer for surgical exploration need further study.
Received for publication October 17, 2005. Accepted for publication April 5, 2006.
| REFERENCES |
|---|
|
|
|---|
This article has been cited by other articles:
![]() |
T. B. Brunner, M. Geiger, G. G. Grabenbauer, M. Lang-Welzenbach, T. S. Mantoni, A. Cavallaro, R. Sauer, W. Hohenberger, and W. G. McKenna Phase I Trial of the Human Immunodeficiency Virus Protease Inhibitor Nelfinavir and Chemoradiation for Locally Advanced Pancreatic Cancer J. Clin. Oncol., June 1, 2008; 26(16): 2699 - 2706. [Abstract] [Full Text] [PDF] |
||||
![]() |
S. P. Desai, E. Ben-Josef, D. P. Normolle, I. R. Francis, J. K. Greenson, D. M. Simeone, A. E. Chang, L. M. Colletti, T. S. Lawrence, and M. M. Zalupski Phase I Study of Oxaliplatin, Full-Dose Gemcitabine, and Concurrent Radiation Therapy in Pancreatic Cancer J. Clin. Oncol., October 10, 2007; 25(29): 4587 - 4592. [Abstract] [Full Text] [PDF] |
||||
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| HOME | HELP | FEEDBACK | SUBSCRIPTIONS | ARCHIVE | SEARCH | TABLE OF CONTENTS |