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Original Article |
1 Department of Surgery, UNC Lineberger Comprehensive Cancer Center, The University of North Carolina at Chapel Hill, 3010 Old Clinic Building, CB #7213, Chapel Hill, NC 27599-7213, USA
2 Department of Radiology, UNC Lineberger Comprehensive Cancer Center, The University of North Carolina at Chapel Hill, Chapel Hill, NC 27599-7213, USA
3 Department of Radiation Oncology, UNC Lineberger Comprehensive Cancer Center, The University of North Carolina at Chapel Hill, Chapel Hill, NC 27599-7213, USA
4 Department of Pathology, UNC Lineberger Comprehensive Cancer Center, The University of North Carolina at Chapel Hill, Chapel Hill, NC 27599-7213, USA
Correspondence: Address correspondence and reprint requests to: David W. Ollila, MD; E-mail: David_Ollila{at}med.unc.edu
| ABSTRACT |
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Methods: Patients age
55 with ultrasonographically defined tumors
3 cm and invasive ductal carcinoma confirmed by core biopsy were eligible. Pre-operative ultrasound was performed at the time of needle localization and radiocolloid injection. IORT treatment planning was performed prior to surgery using ultrasound tumor definition, selecting cone size and electron energy to optimize dose distribution. In the operating room, the surgeon retracted the skin over the tumor, cone was placed and radiotherapy delivered. Standard partial mastectomy was then performed.
Results: Twenty-three patients were enrolled in the study. Eighteen patients completed IORT with 10 patients having successful IORT no additional local therapy necessary. In five patients, the intraoperative radiation therapy served as the boost and in three patients unsuspected larger tumors or multicentric disease necessitated a mastectomy. The majority of patients had a good to excellent cosmetic result.
Conclusions: Single fraction in situ IORT prior to partial mastectomy is feasible for patients with small breast cancers in achieving a good to excellent cosmetic result. Based on this early preliminary data, we plan to expand our feasibility trial.
Key Words: Intraoperative radiotherapy for breast cancer
| INTRODUCTION |
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Unfortunately, despite properly powered randomized clinical trial results and NIH consensus statements, Patterns of Care Studies demonstrate increasing deviation from these recommendations. Data from the SEER registry demonstrates that the percentage of patients receiving appropriate breast conservation therapy declined from 1983 to 1995, with the proportion of patients receiving inadequate breast conserving therapy (i.e. lacking radiotherapy or axillary node evaluation) increasing from 10% in 1989 to nearly 20% in 1995.7 Barriers to appropriate care appear to be in part due to difficulties inherent in long courses of radiotherapy. The likelihood of receiving radiotherapy decreases with increasing distance to radiotherapy centers, decreased socioeconomic status, insurance coverage, and older age.814 Logistical difficulties inherent in daily radiotherapy may also influence surgical choices. For instance, women over age 70 are as likely to choose breast conserving therapy as younger women,12 but older women are more likely to be treated with mastectomy.8 More convenient and less costly radiotherapy regimens may improve compliance with adjuvant therapy recommendations and allow more women to choose breast conserving therapy.
Accelerated partial breast irradiation (APBI) is a potentially attractive way to significantly reduce the duration of time a patient spends in radiotherapy treatment course. The vast majority of in-breast cancer recurrences occur in the same quadrant as the primary tumor, whereas, non-tumor bed recurrences and new primaries in the contralateral breast occur with similar frequency in irradiated and non-irradiated patients, suggesting that the primary efficacy of radiotherapy in early stage disease is due to eradication of residual disease in the region of the tumor bed.3,1518 Thus, the majority of tumors may be controlled by radiotherapy delivered only to the region of the tumor bed, sparing the remainder of the breast. Restricting the volume of treatment may allow radiotherapy to be delivered at larger dose per fraction without increasing normal tissue toxicity. APBI options include interstitial catheter-based brachy-therapy, endocavitary brachytherapy, three-dimensional conformal radiotherapy and intraoperative radiotherapy.1921 Accumulating evidence suggests that APBI is well tolerated, with acceptable cosmesis and low in breast recurrence rates with short-term follow-up.
In Europe, intra-operative radiotherapy (IORT) is used to treat the tumor bed with a single dose of radiotherapy delivered in the operating room after the tumor has been excised.22,23 This approach has the advantage of shortening the treatment course further, conveniently delivering the entire course of local therapy at the time of initial excision. However, IORT also presents significant technical challenges, not the least due to the need for accuracy of target definition and treatment delivery inherent in a single-dose radiotherapy delivery. One issue is the accuracy of tumor bed definition when tissues are re-approximated following excision. Another is the variable margin of normal tissue irradiated in the reopposed tissues.
In order to address these issues, we modified the IORT technique of Veronesi et al.23 Instead of delivering the IORT after the tumor is excised by quadrantectomy and the tissues re-approximated, we elected to treat the tumor and surrounding tissues with IORT prior to excision. This allows us to more clearly define the target, tumor plus normal tissue margin, in conventional terms, using ultrasound. This sequence also affords a unique opportunity to evaluate tumor and normal tissue radiation response, by obtaining biopsies before and after IORT. We present our initial experience with in situ IORT.
| MATERIALS AND METHODS |
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Pre-operative Preparation
On the morning of the surgery, the patient first reports to the breast imaging department. The patient then undergoes a focused breast ultrasound by a radiologist trained in breast imaging. The mass is visualized with a high frequency (1214 MHz) linear array transducer (General Electric Medical Systems Logiq 7, Milwaukee, WI, USA). After the tumor is identified, and the optimal angle of approach is determined to minimize the distance to tumor while maximizing distance to lung. At this angle, the width of the tumor, depth from skin to posterior anterior and posterior edges of the tumor, and from skin to the pleural surface is measured. Dosimetric pre-planning is performed using these parameters to determine the cone size necessary to cover the tumor width plus 1.52 cm margin, the electron energy necessary to cover a depth of 1 cm deep to the posterior edge of the tumor with the 90% isodose line while delivering at least 1,500 cGy to the tumor iso-center. The pleural/chest wall interface is limited to a dose of 1,000 cGy.
After completion of the above measurements for radiation therapy, the breast is cleansed with betadine and a predetermined skin location is anesthetized with 1% lidocaine. Using ultrasound guidance, the mass is again visualized and a 20-gauge Modified Disposable Kopans Spring Hook Localization Needle (Cook Incorporated, Bloomington, IN, USA) is placed through the anesthetized skin into the mass. The hook wire is deployed and the needle is removed from the breast. A metallic marker is placed at the wire entrance site and on the nipple of the breast. A post-procedure mammogram in orthogonal projections is obtained for confirmation of wire placement and the images are marked for the surgeon. If the patient is undergoing a sentinel lymph node dissection on the same day, the patient is then taken back to the ultrasound suite for ultrasound-guided lymphoscintigraphy.
Techniques for lymphatic mapping and sentinel lymphadenectomy (LM/SL) combining both blue dye an technetium 99m (99mTc)-labeled sulfur colloid (Nicomed Amersham Canada, Oakville, ON, Canada) have been described previously.24 Patients with medial hemisphere tumors underwent combined blue dye and 99mTc-labeled sulfur colloid lymphatic mapping and sentinel lymphadenectomy. For patients with lateral hemisphere lesions, lymphatic mapping and sentinel lymphadenectomy was performed using either blue dye alone or the combination of blue dye and 99mTc-labeled sulfur colloid, as determined by the operating surgeon.
The technique for LM/SL utilized at our institution have been described previously.25 Briefly, filtered 99mTc-labeled sulfur colloid was prepared in the following manner: (1) the radiopharmaceutical was filtered through a 0.22-µm Millex-GV filter unit (Millipore SA, Malsheim, France); (2) 250 µCi (9.25) MBq) of 99mTc-labeled sulfur colloid were drawn up into each of four 3-mL syringes; (3) 0.9% sodium chloride was used to make a final volume of 2 mL in each syringe; (4) each syringe was affixed with a 25-gauge x1.5-in. needle that was used for injection. The 99mTc-labeled sulfur colloid was injected into the parenchyma adjacent to the primary tumor or into the wall of the biopsy cavity under sonographic guidance by a dedicated breast radiologist.
Surgical and Intra-operative Radiation Methods
Preoperative room set-up is critical in ensuring timeliness of this procedure. The radiation dose is administered using is a mobile, self-shielded, linear accelerator radiation (Mobetron, Intraop Medical Inc., Norcross, GA, USA) (Fig. 1
). The Mobetron has several articulating joints that allow for positioning above the patient. In our set-up the Mobetron is stationary and the operating table and anesthesia team are arranged to facilitate easy access for the surgeon as well as smooth transport of the patient to the radiation field. All members of the surgical team and radiation team are present prior to incision to discuss the appropriate approach in each case, guided by the preoperative simulations. In the operating room, the breast tissue adjacent to the primary tumor or the wall of the biopsy cavity was injected with 35 mL of isosulfan blue dye (Lymphazurin, Hirsch Industries, Richmond, VA, USA). The area then was compressed for 37 min. The sentinel node was then identified by a combined blue dye and intraoperative gamma probe technique and the axillary incision closed. Intraoperative frozen section analysis of the sentinel node was performed at the discretion of the surgeon.
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Post-operative treatment
If, on review of final pathology, the tumor is found to have features indicating that the patient is not a good candidate for APBI, additional therapy is recommended. These features are defined a priori, and patients are informed that the protocol requires additional therapy if specific histologic features are identified. For positive margins, re-excision to negative margins or mastectomy is performed. If an extensive intraductal component is present, the final tumor size is greater than 3 cm, or histology demonstrates infiltrating lobular carcinoma, standard whole breast radiotherapy is delivered if the patient desires breast conserving therapy. In this case, the IORT serves as the boost, and 46 Gy in 23 fractions is delivered to the breast using opposed tangential fields. Systemic therapy is recommended per standard of care, independent of local therapy.
Follow-up
Patients are evaluated 1 week and 3 months following surgery to assess acute toxicity, then evaluated every 3 months for the first 3 years, every 6 months for years 25, and annually thereafter for complications and recurrence. Mammograms are acquired of the treated side every 6 months for the first 2 years and annual thereafter, with annual screening mammogram of the contralateral side. Cosmesis is assessed every 6 months following treatment by both patient and physician questionnaires, using the RTOG breast toxicity scale. Photographs are taken every 6 months for objective evaluation of cosmesis.
| RESULTS |
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Radiotherapy parameters varied depending on the tumor and location. The typical cone size needed to cover the tumor width with a 12 cm margin was 5 or 6 cm. In the initial phase of the trial, there was a tendency to use smaller cone sizes. When thin-walled cones became available, we uniformly used a 2 cm margin, as the skin incision required to fit the larger cone was reduced with the thin-walled cones. The electron energy was selected to provide adequate depth dose to cover 1 cm deep to the posterior aspect of the tumor with the 90% isodose line while limiting the lung dose to less than 10 Gy. The distances from the skin to the posterior edge of the tumor and the pleural surface were measured by ultrasound performed the day of surgery, at the time of needle localization and sentinel lymph node dye injection. The average depth from the surface to the deepest point of the tumor was 1.9 cm, with a range from 0.9 to 2.9 cm. The average estimated distance as measured by ultrasound from the skin surface to the pleural surface was 3.9 cm, with a range from 2.9 to 4.7 cm. In all cases, 9 or 12 MeV electrons were used. The average maximum dose (Dmax) was 1,560 cGy, with a range from 1354 to 1850 cGy, to cover 1 cm deep to the posterior edge of the tumor with the 90% isodose line.
Additional Local Therapy
One disadvantage of treatment at the time of surgery is that the final tumor characteristics are not known, such as margin status, extent of DCIS, pathologic nodal and tumor stage. These factors are important in selecting appropriate candidates for partial breast treatment. We anticipated that approximately a quarter of patients who met the initial eligibility criteria based on clinical staging would ultimately have pathologic tumor characteristics indicating that whole breast radiotherapy should be added. Therefore, the protocol stipulates that patients who are found on final histologic examination to have an extensive intraductal component (EIC) of the tumor, involved lymph nodes, infiltrating lobular carcinoma, pure DCIS, or tumor size greater than 3 cm were to receive additional external beam radiotherapy to the whole breast. In this case, the external beam dose would be 46 in 2 Gy fractions, with the IORT serving as the tumor bed dose. Re-excision to 1 mm tumor-free surgical margins was required for patients with positive or close (<1 mm) surgical margins, but did not in itself obligate whole breast radiotherapy. Patients who were ultimately deemed not to be breast conserving therapy candidates were to undergo mastectomy. Finally, patients who were not candidates for partial breast radio-therapy based on final histologic tumor features were offered mastectomy in lieu of whole breast radio-therapy.
Table 2
shows the final histologic assessment of disease and additional surgical, radiotherapy, and systemic therapy delivered, if any. Five of the first 18 patients received whole breast radiotherapy, and three received mastectomy. Thus, only 10/18 patients were treated with IORT partial breast radiotherapy. Two patients underwent a re-operative segmental mastectomy for tumor-involoved surgical margins. The reasons for receiving whole breast radiotherapy were as follows: extensive intraductal component (2), invasive lobular carcinoma (2), involved lymph nodes (1). Reasons for mastectomy included: unable to achieve negative margins with re-excision (2), and patient request in lieu of whole breast radiotherapy recommended for extensive intraductal component (1). The patient who had mastectomy due to primary tumor extent also had involved lymph nodes. Systemic therapy use was not stipulated by the protocol, but left to the discretion of the treating medical oncologist. No patients treated with IORT partial breast radiotherapy received systemic chemotherapy, but the majority received systemic endocrine therapy, reflecting the good prognostic features of the tumors eligible for treatment with partial breast radiotherapy per protocol. On the other hand, patients who were not ultimately found to be candidates for partial breast radiotherapy typically had indications for systemic chemotherapy due to poor prognostic features identified on final pathologic evaluation.
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We hypothesized that cosmesis following IORT would be comparable to that following APBI using brachytherapy, and cosmesis is a primary endpoint of our study. Cosmesis was first evaluated 6 months following IORT and then every 6 months consecutively. The cosmesis evaluation included both physician and patient subjective grading, as well as patients satisfaction with the cosmetic outcome. Photographs were taken for objective evaluation. Table 3
characterizes the results of the cosmetic assessments to date. Two patients cosmetic evaluations could not be performed due to mastectomy. Not unexpectedly, the cosmesis appears to be better in patients treated with IORT alone, compared to those who also received whole breast radiotherapy. Overall, most patients related a high degree of satisfaction with the outcome, and stated that, given the results, they would choose IORT again.
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| DISCUSSION |
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With interstitial catheter-based brachytherapy, the hollow catheters can be placed across the lumpectomy bed either at the time of tumor excision or as a separate procedure. The radiation source is then loaded through the catheters, either in the outpatient setting with a high-dose-rate (HDR) 34 Gy delivered in ten twice-daily fractions, or using low dose rate sources over a course of several days. The most mature APBI experience uses this technique, with 5-year follow-up available from several single-institution experiences suggesting that interstitial brachytherapy APBI can achieve recurrence rates comparable to those seen with whole breast radiotherapy.17,2630 A phase II multi-institutional trial was completed, and initial results confirm the general applicability of this approach.31
The endocavitary brachytherapy device (Mammo-Site, Proxima Therapeutics, Alpharetta, GA, USA) can also be placed in the lumpectomy cavity either at the time of tumor excision or as a separate procedure. The device has an inflation channel, which allows the radiologist to instill a contrast agent to verify position, and a treatment channel, which allows for delivery of the HDR radiation source. As with interstitial brachytherapy, treatment is typically delivered in 10 fractions over 5 days. The safety of the endocavitary brachytherapy device has been reported, however, long-term efficacy data is pending.32,33 The American Society of Breast Surgeons is conducting a MammoSite Registry Study (Beitsch, Principal Investigator, American Society of Breast Surgeons, Los Angeles, March 2005) for patients with T1, N0, M0 tumors and tumor-free surgical margins with a primary endpoint of disease-free survival.
Another approach to APBI is conformal external beam radiotherapy. Treatment is delivered using three-dimensionally defined fields targeting the tumor bed plus a margin of surrounding tissue. As with the brachytherapy techniques, treatment is typically delivered over the course of 1 week with twice-daily treatment. Several institutions have published their initial results, and a phase II trial run by the Radiation Therapy Oncology Group (RTOG) recently completed accrual.34,35 A newly-opened NSABP/ RTOG trial testing the efficacy of APBI versus standard whole breast radiotherapy will allow any of the above techniques for APBI delivery.
A non-randomized European trial23 testing APBI compared to receiving standard whole breast radio-therapy is already near completion of accrual goals. In this trial, the APBI is delivered by a single dose of IORT. Reports indicate that APBI via IORT is well tolerated to date. Two hundred thirty-seven patients with clinical T1, N0 breast cancers were treated with a quadrantectomy and axillary sentinel node procedure. Following the wide local excision of the breast tumor, IORT is delivered to the quadrantectomy bed. With a median follow-up of 19 months, 4 (1.7%) patients developed mild or severe post-treatment breast fibrosis. Furthermore, 3 (1.4%) patients have developed an ipsilateral breast cancer and 2 (1.0%) patients a contralateral breast cancer.23 With short-term follow-up, IORT appears to have an acceptable cosmetic result, but longer follow-up is necessary before conclusions regarding efficacy can be made.
While certainly very convenient for patients, delivery of the entire course of therapy in a single dose raises concerns regarding accuracy of the radiotherapy delivery, tumor control, and normal tissue toxicity. When IORT is delivered after the tumor has been excised and normal breast tissue re-approximated, it is theoretically more difficult to define the target volume, which must take into account not only distribution of residual tumor cells, but also invaginations of the margin tissue that has been re-approximated as well as surgically shed tumor cells. This uncertainty may be compensated by irradiating a wider margin of surrounding breast tissue. We elected to irradiate the tumor in situ in order to deliver treatment to an undisturbed tumor bed, using a smaller margin of surrounding breast tissue. Irradiating the tumor in situ allows us to define the target volume by pre-operative ultrasound, which allows us to select the appropriate cone size and electron energy, as well as the incision site and cone angle, for each tumor individually. However, a potential drawback to our approach is the smaller treatment volume. The optimal dose for IORT is not known. Veronesi et al found 21 Gy to be well tolerated after a dose escalation study. However, a single dose of 15 Gy is estimated to be biologically equivalent to standard dose and fractionation (25 treatments of 50 Gy) for breast cancer.3639
The lower dose and smaller volume may result in better cosmesis, but it may also result in increased risk of local recurrence, an issue that we are studying. For this reason, we have carefully chosen criteria, including age, which must be satisfied for delivery of IORT as sole treatment; disease not meeting these restrictions requires additional external beam radio-therapy, per protocol. The full histopathologic features of the tumor are not known at the time of the procedure, therefore whole breast radiotherapy was added for pre-defined adverse histologic features. This was another reason for the lower IORT dose, as additional whole breast radiotherapy was well tolerated.
With short-term follow-up, the initial analysis of toxicity and feasibility of our in situ IORT indicates that the technique is well tolerated thus far. We have had two cases of acute toxicity in 18 patients, one whole breast mastitis and one delayed wound healing. In either case, it is not certain that IORT was related to the complication. To date, we have seen no grade 3 or 4 subcutaneous toxicity in the 20 patients with >90 day follow-up (the time at which toxicity is de-fined as non-acute by RTOG), or in the 10 patients with >6 month follow-up. Grade 3 or 4 subcutaneous toxicity, including fat necrosis, has been report in 427% in other series.23,30,40,41 In series where the time to development of fibrosis or fat necrosis is recorded, it appears that 12 months is sufficient to see significant alteration, with fat necrosis occurring around 6 months after interstitial brachytherapy treatment.30,41 It is interesting that some of our patients appear to have more fibrosis than others. While it appears that cosmetic outcome is worse in those receiving whole breast radiotherapy in addition to IORT, and it is possible that interpatient differences reflect variability in normal tissue response to radio-therapy, an intriguing question that we may be able to answer with our planned correlative studies.
In conclusion, this is the first reported use of in-traoperative radiotherapy delivered in the operating room to the primary breast cancer while the tumor is still in vivo. Technically, from a breast imaging, radiation oncology and surgical oncology standpoint, IORT is a feasible option for patients desiring BCT. The patients have high satisfaction scores and the early cosmetic results are good to excellent. A larger clinical trial and longer term follow-up of the patients is necessary to draw conclusions, but the early results are promising.
| ACKNOWLEDGMENTS |
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D. E. Schiller, L. W. Le, B. C. J. Cho, B. J. Youngson, and D. R. McCready Factors Associated with Negative Margins of Lumpectomy Specimen: Potential Use in Selecting Patients for Intraoperative Radiotherapy Ann. Surg. Oncol., March 1, 2008; 15(3): 833 - 842. [Abstract] [Full Text] [PDF] |
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