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ORIGINAL ARTICLES |
From the Departments of Surgery (AS, AH, MJU, RHS, JPS, MFB, BS, ARS), Pathology (RAG), and Biostatistics (DHYL), Memorial Sloan-Kettering Cancer Center, New York, New York.
Correspondence: Address correspondence and reprint requests to: Ashok R. Shaha, MD, Professor of Surgery, Head and Neck Service, Memorial Sloan-Kettering Cancer Center, 1275 York Ave., New York, NY 10021; Fax: 212-717-3302; E-mail: shahaa{at}mskcc.org
| ABSTRACT |
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Methods: Diagnosis was confirmed for 56 patients with HCC treated between 1940 and 2000, who form the basis of this study. Primary end points were relapse-free survival (RFS) and disease-specific survival (DSS). Data were analyzed with the Kaplan-Meier method and by log-rank test.
Results: The extent of thyroid resection did not predict outcome. Recurrence was a significant predictor of tumor-related mortality. Significant adverse predictors of RFS and DSS were degree of invasion, size >4 cm, extrathyroidal extension, and initial nodal or distant metastases. The most significant predictor of outcome was extent of invasion. Eight-year RFS values for low- and high-risk groups were 100% and 24%. Corresponding rates of 8-year DSS were 100% and 58%.
Conclusions: Widely invasive HCC is an aggressive malignancy that identifies patients who are at high risk for recurrence and tumor-related death. Patients with HCC have a prognosis that is reliably predicted by degree of invasion, tumor size, extrathyroidal disease extension, and initial nodal or distant metastasis. Recurrence portends a poor outcome. High-risk patients and those with recurrence should be considered for adjuvant therapy.
Key Words: Hürthle cell Thyroid cancer Disease recurrence Survival
| INTRODUCTION |
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The definition and natural history of Hürthle cell carcinoma (HCC) is not well understood. This is largely attributable to the rarity of disease, because these lesions represent <5% of all differentiated thyroid malignancies. Minimally invasive HCCs have essentially a benign clinical course, whereas the widely invasive form is a highly aggressive malignancy. This tumor heterogeneity has complicated characterization of prognostic variables. The biological behavior of HCC remains undefined because some investigators have considered these malignancies to be variants of follicular cancer and have included them in analyses of outcome predictors for follicular carcinomas.46
The aim of this study was to define the clinical behavior and prognostic indicators of outcome in a well-characterized cohort of patients with HCC. This analysis has enabled us to identify patients at low and high risk for recurrence and tumor-related mortality. We have found that outcome is reliably predicted by these well-defined prognostic factors.
| PATIENTS AND METHODS |
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Comprehensive review of all available hematoxylin and eosin slides confirmed the diagnosis of UMB (n = 17), minimally invasive HCC (n = 23), and widely invasive HCC (n = 33) in 73 patients. Patients without available slides for review were excluded. Contrary to previous concerns raised by other investigators over the malignant potential of tumors defined as UMB, we demonstrated in an earlier study that these neoplasms have a benign natural history.8 As such, these tumors were excluded from this analysis. Thus, this clinical study is based on 56 patients with complete clinical data and histologically confirmed HCC.
The primary mode of treatment was surgical. Some patients received adjuvant radioiodine treatment or external beam radiotherapy for widely invasive carcinomas or locally advanced disease. Surgical treatment ranged from lobectomy and isthmusectomy to total thyroidectomy, with cervical lymphadenectomy in the presence of grossly pathologic lymph nodes.
Study end points were relapse-free survival (RFS) and disease-specific survival (DSS). The following clinical, pathologic, and treatment-related factors were correlated with study end points: (1) clinical factors: patient age at diagnosis (
45 or >45 years) and sex; (2) pathologic factors: tumor size (
4 cm or >4 cm), degree of invasion (minimally or widely invasive), focality (unifocal or multifocal), extrathyroidal extension (absent or present), initial regional nodal involvement (absent or present), and distant metastases at presentation; and (3) treatment-related factors: extent of thyroid resection (total or less than total thyroidectomy).
Associations between categorical variables were evaluated with Fishers exact test or
2 tests where appropriate. Time to first disease relapse and disease-related mortality were calculated from the date of primary surgery. Only death as a result of HCC was considered as an end point in DSS calculations. All other deaths were censored in DSS analyses. RFS was calculated from the time of surgery to any disease recurrence. The rate of recurrence or death was estimated with the Kaplan-Meier method. Univariate influence of prognostic factors on study end points was analyzed with the log-rank test. Statistical analysis was performed with JMP software (JMP, Cary, NC). A P value
.05 was considered significant.
The patient cohort consisted of 34 (60.7%) female and 22 (39.3%) male patients. The median age for the study population was 56 years (range, 994 years). The median follow-up for this patient cohort was 8 years.
| RESULTS |
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4 cm in size (P <.001).
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There were five (9%) patients who had multifocal HCC, all with the widely invasive variant. RFS (P = .13) and DSS (P = .19) were not significantly different between patients with unifocal or multifocal disease. Twelve (21%) patients had synchronous microscopic foci of papillary thyroid carcinoma, six each with minimally invasive and widely invasive HCC. There was no significant difference in outcome between patients with and without synchronous papillary cancers (P = .17).
By definition, no patient with minimally invasive HCC had evidence of extrathyroidal disease extension, whereas tumor extended beyond the thyroid capsule in 19 (58%) of 33 widely invasive HCCs. When compared with patients with widely invasive HCC but without extracapsular invasion, extrathyroidal extension of disease was associated with significantly worse RFS (8-year RFS, 6% vs. 56%; P = .002) and DSS (8-year DSS, 33% vs. 94%; P = .01).
Initial regional nodal metastases were evident in seven (13%) patients. All seven of these patients had widely invasive HCC extending beyond the thyroid capsule. Each of these patients with initial nodal metastases developed subsequent disease recurrence, and 6 (86%) died of disease. When compared with patients with widely invasive HCC but no nodal disease at presentation, lymph node metastasis was associated with significantly higher rates of recurrence (8-year RFS, 0% vs. 34%; P = .002) and tumor-related mortality (8-year DSS, 0% vs. 79%; P < .001).
No patient with minimally invasive HCC developed distant metastases. Five patients with widely invasive cancers had distant metastasis evident at initial presentation. Patients with widely invasive HCC and synchronous distant metastatic disease had worse DSS than those with no systemic disease at the time of initial diagnosis (8-year DSS, 30% vs. 63%; P = .05). The median survival for those with systemic disease at initial diagnosis was 2.0 years, as opposed to 7.9 years for those patients with widely invasive HCC but without initial distant metastases.
Total thyroidectomy was performed in 22% (5 of 23) of patients with minimally invasive HCC and 36% (12 of 33) of those with widely invasive HCC (P = .24). Patients treated with less than total thyroidectomy were compared with those undergoing total thyroidectomy on the basis of age, tumor size, extrathyroidal disease extension, and degree of invasion. There was no significant difference in the proportion of these clinicopathologic variables among the two treatment groups. There was no significant difference in local control (P = .96) or survival (P = .71) between patients treated with total or less than total thyroidectomy for localized primary disease. For those with widely invasive HCC, the extent of resection did not alter the rate of recurrence (P = .48) or tumor-related mortality (P = .45).
No patient with minimally invasive HCC developed recurrence or died of disease. Recurrences and deaths were confined to patients with widely invasive carcinomas. Of the patients in the widely invasive group, 73% (24 of 33) developed recurrent disease, and 55% (18 of 33) experienced tumor-related mortality (P < .001 vs. minimally invasive HCC). Median RFS and DSS for the subset of patients with widely invasive HCC were 28 and 86 months, respectively.
Four patients with widely invasive HCC had local recurrence and underwent complete resection; two are alive free of disease, and two developed subsequent distant metastases; one of these patients died of disease. Five other patients developed synchronous local and regional nodal recurrence after a disease-free interval of 7 to 33 months. One of these five patients had unresectable recurrence, and four underwent complete resection. All five of these patients with synchronous locoregional recurrence after the primary operation had progression of HCC and died of disease 26 to 80 months after first relapse (Fig. 1).
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Recurrence of disease was a significant predictor of tumor-related mortality (8-year DSS, 49%; P < .001). Seventy-five percent (18 of 24) of patients with recurrent HCC had died of disease at last follow-up. No patient with regional nodal or distant disease recurrence could be cured because all have had disease progression, and the majority (16 of 20; 80%) died of disease. Of 24 patients who relapsed, 2 had salvage treatment and were alive free of disease 94 and 262 months after resection of isolated locally recurrent HCC.
Univariate comparisons were made between categorical variables for the end points, RFS and DSS, for the entire study cohort (n = 56). Factors predicting outcome included widely invasive HCC, primary tumor size >4 cm, extrathyroidal extension of disease, and initial regional nodal and distant metastasis. The 8-year RFS and DSS are listed in Table 3. Widely invasive HCC was the single most powerful predictor of disease-related mortality.
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| DISCUSSION |
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Risk group stratification for well-differentiated thyroid carcinoma according to prognostic factors is well established.14 The natural history of HCC has been incompletely defined, given the rarity of this type of thyroid malignancy. A previous analysis of patients with follicular carcinoma treated at our institution included 59 HCCs characterized as follicular variants in accordance with the World Health Organization classification.4 That study identified that the Hürthle cell variant was an independent outcome predictor on multivariate analysis. HCC is now considered a distinct pathologic entity.9
Prognostic criteria for HCC have been defined on the basis of analysis of small patient cohorts. The Lahey Clinical experience with 44 HCCs demonstrated that the previously defined AMES (age, distant metastases, extrathyroidal extension, tumor size) criteria predicted outcome with this tumor type.10 Their low-risk patients were defined as all women <51 years old and all men <41 years old without distant metastasis and all older patients with tumors <5 cm in size and no extrathyroidal extension, if papillary carcinoma, and no major capsular invasion, if follicular carcinoma. Ten-year survivals in that study for patients with low- and high-risk HCC were 95% and 50%, respectively.
In this study, age was not found to predict outcome. Our risk group definitions were based on those variables that were found to be significant predictors of RFS and DSS. Adverse prognostic variables for survival included tumors of widely invasive HCC with or without tumor size >4 cm, extrathyroidal extension of disease, and nodal or distant metastases at initial diagnosis. No patient with a low-risk tumor had a recurrence or died of disease. Despite the lack of significant prognostic influence of age, the 10-year survival on the basis of risk group for this study (low risk, 100%, vs. high risk, 48%) cohort is strikingly similar to that reported by the Lahey Clinic.
Other investigators have reported that size is predictive of malignancy for Hürthle cell neoplasms.11,12 In the report of Carcangiu et al.13 report of 153 Hürthle cell tumors (90 benign, 35 indeterminate, and 28 carcinoma), no patient with carcinoma had a primary tumor <1 cm in size, and most (75%) were >5 cm in diameter. In a study of 57 patients with Hürthle cell neoplasms (37 adenoma and 20 carcinoma) at the Johns Hopkins Hospital, primary tumor size was found to be predictive of malignancy.14 The likelihood of malignancy with tumors
1, >1 to 4, and
4 cm was 17%, 23%, and 65%, respectively, in that study; however, only 15% of carcinomas were <4 cm in size. In this study, two patients with widely invasive HCC had primary tumors
1 cm, one of whom had synchronous distant metastases. Seventy-five percent of primary widely invasive HCCs in this cohort were >4 cm. These findings underscore the fact that small (
1 cm) HCCs may, albeit rarely, demonstrate aggressive biological behavior.
In a previous study that correlated histopathologic findings with patient outcome, we found that the natural history of Hürthle cell tumors with minimal or incomplete capsular invasion, so-called UMB, is uniformly benign.8 Thus, these nonmalignant variants were excluded from this analysis. We have also excluded the ubiquitous Hürthle cell lesion as a benign tumor characterized by nonencapsulated aggregates of oncocytic cells. Our findings further underscore the benign behavior of cases in this study with only one focus of capsular or vascular invasion defined as minimally invasive HCCs. The lower median age and smaller tumor size in the minimally invasive group suggest that these tumors may be precursors of widely invasive HCC, but we are not aware of any data in the literature to support this hypothesis. During a follow-up period of 8 years, no patient with minimally invasive HCC had a recurrence or died of disease. Investigators at the Mayo and Lahey Clinics have similarly found that patients with minimally invasive follicular carcinomas and HCCs are not at risk for recurrence or death.5,10
Extent of thyroidectomy has been an area of controversy in the management of HCCs. Thompson et al.11 at the University of Michigan have advocated total thyroidectomy for all Hürthle cell neoplasms. This recommendation is based on an observed tumor-related mortality of 44% (11 of 25) in patients with Hürthle cell neoplasms, 3 of which were initially considered benign. These and other authors have argued that the lack of histopathologic criteria to predict biological behavior and the 15% to 35% incidence of multifocality support the role of total thyroidectomy in this disease.14,15
Contrary to these reports, our recent critical histopathologic appraisal of HCC demonstrates that morphology is a powerful predictor of clinical outcome.8 Tumors with a solid or trabecular growth pattern without complete capsular or any degree of vascular invasion (UMB) and those with a solid/trabecular or follicular growth pattern and a single focus of vascular invasion, capsular invasion, or both (minimally invasive HCC) did not exhibit aggressive behavior. Moreover, no patient with UMB or minimally invasive HCC was found to have multifocal disease, whereas 15% (5 of 33) of widely invasive carcinomas were multifocal. Given the benign natural history of Hürthle cell UMB and minimally invasive carcinomas, lobectomy alone is appropriate treatment.
Recurrence of HCC represents a formidable treatment challenge. Disease recurrence is associated with extremely poor outcome (8-year DSS, 49%). In this study, only 2 (8.3%) of 24 patients with recurrent HCC were cured of disease, and 75% had died of disease by the time of the last clinical follow-up. The two patients that were curable by reoperation had isolated local recurrence of disease. Thus, no patient with regional nodal or distant disease recurrence could be cured. For those whose disease recurred, the median time to first relapse was 20 months; however, there was considerable variation in the time to recurrence, from <1 year to >10 years, thereby underscoring the importance of lifelong follow-up in patients with HCC.
Because most HCCs do not concentrate radioiodine, ablative doses of radioactive iodine have not been effective in salvage treatment of patients with locoregional or distant disease recurrence. Although external beam radiotherapy is useful in the setting of unresectable disease, it is not curative. There are no chemotherapy agents that have proven efficacy with systemic HCC. Octreotide has been ineffective for the treatment of metastatic HCC.16 The significant risk of relapse with high-risk HCC (73%) and the lack of effective adjuvant local or systemic therapies provide an adequate basis for an aggressive initial surgical approach to widely invasive carcinomas. Thus, total thyroidectomy should be considered for HCCs demonstrating more than a single focus of complete capsular invasion, vascular invasion, or both (i.e., widely invasive HCC), with or without extracapsular extension or nodal/distant metastasis. If total thyroidectomy is performed for more aggressive forms of HCCs, one may consider iodine dosimetry and ablation with the hope that there may be some follicular component in which radioiodine may be beneficial.
| CONCLUSION |
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Received for publication February 6, 2001. Accepted for publication September 25, 2001.
| REFERENCES |
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